JFSC
Statement of Guidance
157 published document(s) from Jersey Financial Services Commission.
| Citation | Status | Summary |
|---|---|---|
| Benchmarking under the Code of Practice for Investment Business | In force | This guidance note explains how registered persons providing investment business in Jersey should meet the benchmarking requirement in paragraph 2.29 of t… |
| Circulation in Jersey of offers to retail investors by foreign domiciled persons | In force | This JFSC guidance explains when a foreign domiciled person must obtain the JFSC's prior consent before circulating an offer for subscription, sale or exc… |
| Co-ordinated Portfolio Investment Survey (CPIS) Guidance Note for Jersey Participants | Status not confirmed | This is a guidance note explaining how Jersey-resident entities must complete the annual IMF Co-ordinated Portfolio Investment Survey (CPIS), a global sta… |
| Companies (Jersey) Law 1991: Recognised Auditors | Status not confirmed | This is JFSC guidance explaining Jersey's recognized auditor regime under Part 16 of the Companies (Jersey) Law 1991. It applies to auditors of market tra… |
| Comparison: Terrorist Financing, Money Laundering, and Financing the Proliferation of Weapons of Mass Destruction | Status not confirmed | This is a JFSC guidance document presenting a comparison table that explains the differences and similarities between Terrorist Financing (TF), Money Laun… |
| Conflicts of Interests requirements under Principle 2 the Code of Practice for Investment Business | In force | This guidance note from the JFSC sets out expectations for registered persons carrying on investment business under the Code of Practice for Investment Bu… |
| Consequential amendments to Codes to take account of Jersey legislative changes regarding Brexit | Status not confirmed | This is a JFSC Position Paper explaining consequential amendments made to three fund related Codes of Practice to align them with Jersey legislative chang… |
| Countering proliferation of weapons of mass destruction and its financing (Guidance on countering the financing of proliferation of weapons of mass destruction) | Status not confirmed | This is JFSC guidance, issued jointly with the Minister for External Relations and Financial Services, explaining how Jersey industry should counter the f… |
| Effective examination preparation and engagement | Status not confirmed | This is JFSC guidance on how regulated entities should prepare for and engage with a JFSC examination. It sets out practical steps to take before, during… |
| FSB Licensing of LLPs | Status not confirmed | This JFSC guidance note explains how the Commission applies its Fund Services Business (FSB) licensing policy to applicants structured as limited liabilit… |
| FSB Licensing of SLPs and ILPs with an LLP GP | Status not confirmed | This JFSC guidance note explains how the Commission applies its Fund Services Business (FSB) licensing policy to Separate Limited Partnerships (SLPs) and… |
| FSB Licensing of: LPs that have an LLP as their GP | Status not confirmed | This is JFSC guidance (Document B of a three-part series) explaining how the Commission applies its Fund Services Business (FSB) licensing policy where a… |
| GN JIBS 12 - Validation and verification of the '1.2 LCR-LMR' Sheet | Status not confirmed | This is a technical guidance note issued by the JFSC that documents the automated validation and verification checks applied to the '1.2 LCR-LMR' sheet of… |
| GN JIBS 6.2 - Validation and verification of the '6.2 Leverage Ratio' Sheet (Revised February 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks that run when a JIB (Jersey international bank) submits the '6.2 Leverage Rat… |
| GN JIBs 10.1 Funding Concentrations Validation and Verification (March 2019) | Status not confirmed | This is a technical guidance note explaining the automated validation and verification checks applied to the '10.1 Funding Concentrations' sheet within th… |
| GN JIBs 102 - Validation and verification of the '10.2 HQLA Details' Sheet | Status not confirmed | This guidance note is a technical reference for banks that submit the JFSC's liquidity prudential reporting template (JIBs). It sets out, cell by cell, th… |
| GN JIBs 21 - Validation and verification of the '2.1 BS Assets' Sheet | Status not confirmed | This guidance note is a technical reference explaining the automated validation and verification checks that run when a Jersey International Bank (JIB) su… |
| GN JIBs 22 - Validation and verification of the '2.2 Credit Summary' Sheet | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '2.2 Credit Summary' sheet of t… |
| GN JIBs 23 - Validation and verification of the '2.3 BS Liabilities' Sheet (January 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining how it validates and verifies data submitted on the '2.3 BS Liabilities' sheet of the prudentia… |
| GN JIBs 5.2 Commodities Validation - Standardised approach to market risk (December 2018, rev. February 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the 5.2 Commodities sheet of the Je… |
| GN JIBs 5.3 Settlement Risk - Credit Risk Validation and Verification (December 2018) | Status not confirmed | This guidance note explains the automated validation and verification checks that run when a JIB (Jersey international bank) submits the 'Settlement Risk… |
| GN JIBs 5.4 Settlement Risk - Capital: Validation and verification (Revised February 2019) | In force | This is a technical guidance note issued by the JFSC explaining the automated validation and verification checks applied to the '5.4 Settlement Risk - Cap… |
| GN JIBs 6.1 - Validation and verification of the '6.1 Capital Adequacy' Sheet | In force | This guidance note explains the automated validation and verification checks the JFSC applies to the '6.1 Capital Adequacy' sheet of the prudential report… |
| GN JIBs 72 - Validation and verification of the '7.2 IRRBB - Accounting Currency' Sheet (March 2019) | Status not confirmed | This guidance note is a technical reference for banks (referred to by the JFSC as JIBs) that must submit the '7.2 IRRBB - Accounting Currency' sheet as pa… |
| GN JIBs 8.4 - Validation and verification of the 'Lending by Sector' Sheet (March 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks that run when a Jersey International Bank (JIB) submits the '8.4 Lending by S… |
| GN JIBs 86 - Validation and verification of the '8.6 Exempt Large Exposures' Sheet | Status not confirmed | This is a technical guidance note issued by the Jersey Financial Services Commission explaining the automated validation and verification checks applied t… |
| GN-JIBs-13: Validation and verification of the '1.3 NSFR' Sheet (December 2018) | Status not confirmed | This guidance note explains the automated validation and verification checks that run when a Jersey International Bank (JIB) submits the '1.3 NSFR' sheet… |
| GN-JIBs-25: Validation and verification of the '2.5 Profit and Loss' Sheet | Status not confirmed | This guidance note explains the automated validation and verification checks that run when a JIB (Jersey international bank) submits the '2.5 Profit and L… |
| GN-JIBs-8.2 Loan Security Validation and Verification (March 2019) | Status not confirmed | This guidance note explains the validation and verification checks that the JFSC applies to the '8.2 Loan Security' sheet within the prudential reporting… |
| Guidance Note - Validation and verification of the '3.5 OTC - Equities' Sheet (JIBs prudential reporting) (February 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '3.5 OTC - Equities' sheet of t… |
| Guidance Note - Validation and verification of the '5.1 FX & Gold' Sheet (JIBs prudential reporting) (2018-12) | Status not confirmed | This guidance note explains the automated validation and verification checks that the JFSC runs on the '5.1 FX & Gold' sheet of the JIBs (Jersey Internati… |
| Guidance Note - Validation and verification of the '8.3 Total Deposits' Sheet (JIBs 8.3) (2019-03) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '8.3 Total Deposits' sheet of t… |
| Guidance Note - Validation and verification of the '9.1 Fiduciary Activity' Sheet (JIBs) | Status not confirmed | This guidance note explains the automated validation and verification checks that the JFSC runs when a JIB submits the '9.1 Fiduciary Activity' sheet as p… |
| Guidance Note - Validation and verification of the '9.8 Local Interbank Market' Sheet (JIBs 9.8) | Status not confirmed | This is a technical guidance note from the JFSC explaining the validation and verification checks that run when a Jersey Interbank (JIB) submits the '9.8… |
| Guidance Note GN JIBS 9.2 - Validation and verification of the '9.2 Parent Accounts' Sheet (July 2019) | Status not confirmed | This is a technical guidance note issued by the JFSC explaining the validation and verification checks applied to the '9.2 Parent Accounts' sheet within t… |
| Guidance Note on Prudential Reporting of Financial Data | Status not confirmed | This is a technical guidance note issued by the JFSC explaining how Jersey branches of Overseas Incorporated Banks (OIBs) should complete the prudential '… |
| Guidance Note on Prudential Reporting of Financial Data for JIBs | Status not confirmed | This is a detailed technical guidance note from the Jersey Financial Services Commission explaining how Jersey incorporated deposit takers (JIBs) should c… |
| Guidance Note on Prudential Reporting of Liquidity Data (Branches) - Issued August 2019, Amended October 2019 | Status not confirmed | This JFSC guidance note explains how Jersey branches of overseas incorporated banks (OIBs) should complete the prudential liquidity data returns required… |
| Guidance Note on Prudential Reporting of Liquidity Supporting Data (re-issued February 2020) | Status not confirmed | This guidance note explains how Jersey International Banks (JIBs) must complete the liquidity supporting data sections of the prudential return. It covers… |
| Guidance Note on Prudential Reporting of Loans and Deposits Data (March 2019) | Status not confirmed | This is a guidance note from the Jersey Financial Services Commission explaining how Jersey banks (JIBs) should complete the loans and deposits data sheet… |
| Guidance Note on Prudential Reporting of Market Risk Data (August 2019) | Status not confirmed | This is JFSC guidance explaining how Jersey branches of Overseas Incorporated Banks (OIBs) should complete the market risk data sheets of the Prudential R… |
| Guidance Note on Prudential Reporting of Market Risk under the Standardised Approach to Market Risk (December 2018) | Status not confirmed | This guidance note explains how Jersey incorporated registered deposit takers (JIBs) must complete the market risk sections of their Prudential Return und… |
| Guidance Note: AIFMD Regime: Exemptions and JFSC Forms | In force | This JFSC guidance note explains the exemptions available under the Alternative Investment Funds (Jersey) Order 2013 and the Financial Services (Jersey) L… |
| Guidance Note: Advice vs Arranging in the context of Trust Company Business (2001-09-13) | Status not confirmed | This 2001 guidance note from the JFSC clarifies the boundary between giving professional 'advice' (unregulated) and 'arranging' (regulated as trust compan… |
| Guidance Note: Applications under the Insurance Business (Jersey) Law 1996 | Status not confirmed | This is JFSC guidance explaining what supporting documentation must accompany applications for a Category A or Category B permit to carry on insurance bus… |
| Guidance Note: Applications under the Motor Traffic (Third-Party Insurance) (Jersey) Law 1948 | Status not confirmed | This guidance note explains the process for insurance companies that want to write motor vehicle liability insurance in or from Jersey. Approval as an aut… |
| Guidance Note: Approval of Concession Limits for Governments and Connected Banks (revised 12 December 2014) | Status not confirmed | This JFSC guidance note explains how a Jersey bank can apply for a Concession Limit that permits it to exceed the standard 25% of Agreed Capital Resources… |
| Guidance Note: Basel III: Liquidity Management and Reporting for Jersey Incorporated Deposit Takers (June 2018) | Status not confirmed | This is a JFSC guidance note explaining how Jersey incorporated deposit takers (JIBs, i.e. Jersey-incorporated banks) should manage and report liquidity r… |
| Guidance Note: Compliance Monitoring | In force | This JFSC guidance note explains supervisory expectations for the compliance monitoring plan (CMP) that registered and supervised persons must maintain to… |
| Guidance Note: Definitions and Guidance on the Adjusted NET Liquid Assets (ANLA) Calculation | Status not confirmed | This guidance note explains how registered persons must perform the Adjusted Net Liquid Assets (ANLA) calculation, also called the Resource Requirement Ca… |
| Guidance Note: Forward Foreign Exchange Transactions (2010-09-13) | Status not confirmed | This JFSC guidance note clarifies when forward foreign exchange dealing counts as a regulated activity under the Financial Services (Jersey) Law 1998, and… |
| Guidance Note: Impact of International Financial Reporting Standards (IFRS) on Banking Prudential Reporting | Status not confirmed | This is a Jersey Financial Services Commission guidance note explaining how deposit-taking banks should adjust their prudential returns to accommodate the… |
| Guidance Note: Integrity and Competence (2018-07-19) | Status not confirmed | This guidance note explains how the JFSC interprets and applies the 'integrity' and 'competence' threshold conditions under Article 9 of the Financial Ser… |
| Guidance Note: Limited Liability Partnerships (Jersey) Law 1997 | Status not confirmed | This is a JFSC guidance note explaining how the Limited Liability Partnerships (Jersey) Law 1997 works in practice. It covers formation, naming, ongoing a… |
| Guidance Note: Limited Partnerships (Jersey) Law 1994 | Status not confirmed | This is a JFSC guidance note explaining how limited partnerships are formed and regulated under the Limited Partnerships (Jersey) Law 1994. It describes t… |
| Guidance Note: Liquidity Management and Reporting (May 2007) | Status not confirmed | This is a JFSC guidance note explaining minimum standards for liquidity risk management and reporting that apply to Jersey incorporated deposit takers (ba… |
| Guidance Note: Managed Trust Company Business | In force | This JFSC guidance note explains the regulatory expectations for a Managed Trust Company (MTC), a trust company business that is registered in its own rig… |
| Guidance Note: Natural Persons carrying on a single class of Trust Company Business | Status not confirmed | This JFSC guidance note explains how the trust company business regulatory framework applies to natural persons (sole traders) registered under Article 9… |
| Guidance Note: Natural Persons undertaking the activity of acting as a Director under the Financial Services (Jersey) Law 1998 | Status not confirmed | This is JFSC guidance interpreting when a natural person acting as a company director, outside a regulated trust company business, must register under the… |
| Guidance Note: Pillar 2 in Jersey | In force | This is a JFSC guidance note explaining how Pillar 2 of the Basel II/III capital framework applies to Jersey incorporated deposit takers (JIBs). It sets o… |
| Guidance Note: Prudential Reporting of Capital Ratios (Last revised 1 January 2025) | In force | This guidance note sets out how Jersey incorporated banks (JIBs) must calculate the risk based capital ratios required under the Code of Practice for Depo… |
| Guidance Note: Prudential Reporting of Interest Rate Risk in the Banking Book (March 2019) | Status not confirmed | This is a JFSC guidance note explaining how Jersey incorporated registered deposit takers (JIBs) should complete the interest rate risk in the banking boo… |
| Guidance Note: Prudential Reporting of Liquidity Ratios | In force | This is a detailed technical guidance note setting out how Jersey incorporated banks (JIBs) must calculate and prudentially report their liquidity ratios.… |
| Guidance Note: Prudential Reporting of Loans and Deposits Data | Status not confirmed | This is a technical guidance note from the Jersey Financial Services Commission explaining how Jersey branches of Overseas Incorporated Banks (OIBs) shoul… |
| Guidance Note: Prudential Reporting of Operational Risk (December 2018) | Status not confirmed | This is JFSC guidance explaining how Jersey deposit-taking banks (JIBs) must complete the operational risk module of the Prudential Reporting template, us… |
| Guidance Note: Prudential Reporting of Other Prudential Data (March 2019) | Status not confirmed | This guidance note explains how Jersey International Banks (JIBs) should complete the 'Other Prudential Data' section (module 9) of their quarterly pruden… |
| Guidance Note: Remediation Action Plans | Status not confirmed | This JFSC guidance note explains what the Commission expects to see in a remediation action plan prepared by a registered person after an Examination (or… |
| Guidance Note: Securities Issues by Jersey Companies | Status not confirmed | This JFSC guidance note explains how the Commission reviews and grants consent for securities issues by Jersey incorporated companies and Jersey Limited L… |
| Guidance Note: Sustainable Finance | Status not confirmed | This is a Jersey Financial Services Commission guidance note explaining how firms should meet two existing obligations under the codes of practice: managi… |
| Guidance Note: Transfers of Insurance Business under the Insurance Business (Jersey) Law 1996 (2014-01-10) | Status not confirmed | This JFSC guidance note explains the regulatory approval process for transfers of insurance business under Article 27 and Schedule 2 of the Insurance Busi… |
| Guidance Note: Treatment of Insurance Companies under the Financial Services (Jersey) Law 1998 in respect of Investment Business (2010-09-13) | Status not confirmed | This JFSC guidance note clarifies how insurance companies carrying on long term insurance business are treated under the Financial Services (Jersey) Law 1… |
| Guidance Note: Validation and verification of the '10.3 LCR History' Sheet (JIBs prudential reporting) - Revised September 2020 | Status not confirmed | This is a technical guidance note from the Jersey Financial Services Commission explaining the automated validation and verification checks applied to the… |
| Guidance Note: Validation and verification of the '10.4 LMR History' Sheet (GN-JIBs-104) (Revised September 2020) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '10.4 LMR History' sheet, a com… |
| Guidance Note: Validation and verification of the '10.5 Cashflows' Sheet (GN JIBS 105) | Status not confirmed | This guidance note explains the automated validation and verification checks that the JFSC runs on the '10.5 Cashflows' sheet of the liquidity supporting… |
| Guidance Note: Validation and verification of the '11.1 Liquidity - Cashflows' Sheet (September 2019) | Status not confirmed | This is a highly technical JFSC guidance note explaining the automated validation and verification checks built into the '11.1 Liquidity - Cashflows' shee… |
| Guidance Note: Validation and verification of the '2.4 Off Balance Sheet' Sheet (JIBs) - January 2019 | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks that run when a bank (a JIB) submits the '2.4… |
| Guidance Note: Validation and verification of the '2.4 Off Balance Sheet' Sheet (September 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks that run when an Overseas/Other International Business (OIB) submits the '2.4… |
| Guidance Note: Validation and verification of the '2.5 Profit and Loss' Sheet (September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '2.5 Profit and Loss' sheet wit… |
| Guidance Note: Validation and verification of the '3.1 SAC BS' Sheet (JIBs prudential reporting) | Status not confirmed | This is a technical guidance note issued by the JFSC explaining the automated validation and verification checks applied to the '3.1 SAC BS' worksheet, pa… |
| Guidance Note: Validation and verification of the '3.2 SAC OBS' Sheet (JIBS-32) (December 2018) | Status not confirmed | This guidance note explains the automated validation and verification checks that run when a Jersey International Bank (JIB) submits the '3.2 SAC OBS' (of… |
| Guidance Note: Validation and verification of the '3.3 OTC - Interest Rates' Sheet (Revised February 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '3.3 OTC - Interest Rates' shee… |
| Guidance Note: Validation and verification of the '3.4 OTC – FX & Gold' Sheet (Revised February 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '3.4 OTC – FX & Gold' sheet of… |
| Guidance Note: Validation and verification of the '3.6 OTC - Precious Metals' Sheet (Revised February 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the validation and verification checks applied to the '3.6 OTC - Precious Metals' sheet of the… |
| Guidance Note: Validation and verification of the '3.7 OTC - Commodities' Sheet (JIBs prudential reporting) (Revised February 2019) | Status not confirmed | This is a technical guidance note from the Jersey Financial Services Commission explaining the automated validation and verification checks applied to the… |
| Guidance Note: Validation and verification of the '3.8 SAC Netted Exposures' Sheet (JIBs) | Status not confirmed | This guidance note explains the automated and manual validation checks the JFSC applies to the '3.8 SAC Netted Exposures' sheet of the JIB (Jersey Incorpo… |
| Guidance Note: Validation and verification of the '3.9 SAC Summary' Sheet (GN JIBS 39) (2019-02) | Status not confirmed | This guidance note explains the automated validation and calculation checks that the JFSC runs on the '3.9 SAC Summary' sheet of the standardised approach… |
| Guidance Note: Validation and verification of the '4.1 BIA' Sheet (JIBs prudential reporting) | In force | This is a technical guidance note from the JFSC explaining the validation and verification checks applied to the '4.1 BIA' sheet of the prudential reporti… |
| Guidance Note: Validation and verification of the '4.2 SAO' Sheet (JIB prudential reporting) | Status not confirmed | This is a technical guidance note from the JFSC explaining the validation and verification checks built into the '4.2 SAO' sheet of the JIB prudential rep… |
| Guidance Note: Validation and verification of the '5.1 FX & Gold' Sheet (September 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks that run on the '5.1 FX & Gold' sheet of the JFSC's prudential reporting temp… |
| Guidance Note: Validation and verification of the '5.5 Branch Settlement Risk' Sheet (September 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks the JFSC applies to the '5.5 Branch Settlement Risk' sheet within its prudent… |
| Guidance Note: Validation and verification of the '5.6 OTC' Sheet (September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '5.6 OTC' sheet within the prud… |
| Guidance Note: Validation and verification of the '7.1 IRRBB - Summary' Sheet (JIBs) (March 2019) | Status not confirmed | This is a technical guidance note explaining the validation and verification checks the JFSC runs on the '7.1 IRRBB - Summary' sheet of the JIBs prudentia… |
| Guidance Note: Validation and verification of the '7.3 IRRBB Major - 1' Sheet (JIBs) (2019-03) | Status not confirmed | This is a technical guidance note issued by the JFSC explaining the automated validation and verification checks that run when a Jersey International Bank… |
| Guidance Note: Validation and verification of the '7.4 IRRBB – Major 2' Sheet (JIB-74, March 2019) | Status not confirmed | This guidance note from the Jersey Financial Services Commission sets out the technical validation and verification checks that are run when a Jersey inte… |
| Guidance Note: Validation and verification of the '7.5 IRRBB – Major 3' Sheet (JIBs prudential reporting) | Status not confirmed | This is a technical guidance note issued by the JFSC explaining the automated validation and verification checks applied to the '7.5 IRRBB - Major 3' shee… |
| Guidance Note: Validation and verification of the '7.6 IRRBB – Minor' Sheet (JIBs) (March 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining how it validates and verifies data entered in the '7.6 IRRBB - Minor' sheet of the Jersey Incom… |
| Guidance Note: Validation and verification of the '8.1 Asset Quality & Provisions' Sheet (JIBs) | Status not confirmed | This is a technical guidance note from the Jersey Financial Services Commission explaining the automated validation and verification checks applied to the… |
| Guidance Note: Validation and verification of the '8.1 Asset Quality & Provisions' Sheet (September 2019) | Status not confirmed | This guidance note is a technical reference for Overseas Investment Businesses (OIBs, i.e. Jersey branches subject to the JFSC's prudential reporting requ… |
| Guidance Note: Validation and verification of the '9.10 Directors Interests' Sheet (JIBs) (March 2019) | Status not confirmed | This guidance note is a technical reference for banks completing the '9.10 Directors Interests' sheet within the JFSC's Jersey Income and Balance sheet (J… |
| Guidance Note: Validation and verification of the '9.3 Additional Detail' Sheet (JIBS-9.3, March 2019) | Status not confirmed | This is a technical guidance note from the Jersey Financial Services Commission explaining the validation and verification checks applied to the '9.3 Addi… |
| Guidance Note: Validation and verification of the '9.4 Commentary on Movements' Sheet (GN JIBs 9.4) | Status not confirmed | This guidance note is a technical reference for banks completing the '9.4 Commentary on Movements' sheet within the Jersey Finance Institution Business (J… |
| Guidance Note: Validation and verification of the '9.5 DCS Data' Sheet (JIBs) (March 2019) | Status not confirmed | This guidance note explains the validation and verification checks the JFSC applies to the '9.5 DCS Data' sheet within the JIB (Jersey Income and Balance… |
| Guidance Note: Validation and verification of the '9.6 FIRB Detail' Sheet (March 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks that apply to the '9.6 FIRB Detail' sheet within the JFSC's prudential report… |
| Guidance Note: Validation and verification of the '9.7 AIRB Detail' Sheet (JIBs prudential reporting) (March 2019) | Status not confirmed | This guidance note is a technical annex explaining the automated validation and verification checks the JFSC runs on the '9.7 AIRB Detail' sheet within th… |
| Guidance Note: Validation and verification of the '9.9 Other Information' Sheet (JIBs) (2019-03) | Status not confirmed | This guidance note explains the automated validation and verification checks the JFSC applies to the '9.9 Other Information' sheet of the prudential repor… |
| Guidance Note: for a Manager of a Managed Entity (a MoME) and certain managed entities | Status not confirmed | This is Jersey Financial Services Commission guidance explaining how the fund services business regime applies to a Manager of a Managed Entity (a MoME) a… |
| Guidance note: making a referral to the police and/or the Attorney General (2024-04-16) | Status not confirmed | This guidance note explains when the JFSC will refer possible criminal offences it discovers while carrying out its statutory functions to the police and/… |
| Guidance on applications to make information unavailable on the public register | Status not confirmed | This JFSC guidance explains how a nominated person can apply under Regulation 4 of the Financial Services (Disclosure and Provision of Information) (Jerse… |
| Guidance on interpretation of 'in or from within Jersey' for the purposes of Proceeds of Crime (Supervisory Bodies) (Jersey) Law 2008 | Status not confirmed | This guidance from the JFSC clarifies when a business is considered to be carrying on a Schedule 2 financial services activity 'in or from within Jersey'… |
| Guidance on the use of AI in Jersey's financial services sector | Status not confirmed | This is non-binding guidance issued by the Jersey Financial Services Commission (JFSC) explaining how financial services firms can use Artificial Intellig… |
| Guidance to Schedule 2 Supervisory Bodies Law Registration Form - myJFSC (Revised January 2024) | Status not confirmed | This is a step-by-step guidance document explaining how to complete and submit the Schedule 2 Supervisory Bodies Law (SBL) Registration form through the m… |
| Guide to Anti-Money Laundering Services Provider Application Process | Status not confirmed | This JFSC guidance explains the Anti-Money Laundering Services Provider (AMLSP) regime, introduced by amendments to the Money Laundering (Jersey) Order 20… |
| Guidelines on interpretation of Article 36 of the Proceeds of Crime (Jersey) Law 1999 | In force | This JFSC guidance interprets Article 36 and Schedule 2 of the Proceeds of Crime (Jersey) Law 1999, explaining how to determine whether an activity is 'co… |
| Jersey Private Fund Guide | In force | This is JFSC guidance explaining the eligibility criteria and authorisation process for a Jersey Private Fund (JPF), a lightly regulated private investmen… |
| Jersey Private Funds Annual Compliance Returns | Status not confirmed | This is JFSC guidance addressed to Designated Service Providers (DSPs) of Jersey Private Funds (JPFs), summarising findings from the annual compliance ret… |
| Jersey Private Placement Fund Guide | Status not confirmed | This is a JFSC guidance document setting out the eligibility conditions and ongoing requirements for Jersey Private Placement Funds (PPFs), a category of… |
| Money Laundering | Status not confirmed | This is a general educational guidance note published by the JFSC explaining what money laundering is, how it works, and the range of predicate offences a… |
| Our approach to enforcement | In force | This guidance note sets out how the JFSC approaches enforcement of regulatory requirements against firms and individuals. It explains the guiding principl… |
| Professional Indemnity Insurance Guidance Note (June 2018) | Status not confirmed | This guidance note from the Jersey Financial Services Commission explains how Registered Persons should meet the Professional Indemnity Insurance (PII) re… |
| Professional Qualifications (Investment Business) | Status not confirmed | This is a JFSC guidance note that supplements the Code of Practice for Investment Business (the IB Code). It sets out which professional qualifications th… |
| Professional Qualifications (Trust Company Business) | Status not confirmed | This is JFSC guidance supplementing the Codes of Practice for Trust Company Business (TCB Codes). It sets out the professional qualifications the Commissi… |
| Provision of Investment Services to Vulnerable Persons under the Code of Practice for Investment Business | In force | This guidance note from the JFSC explains how investment businesses registered under the Code of Practice for Investment Business should identify and supp… |
| Prudential Reporting of Other Prudential Data (Guidance Note) | Status not confirmed | This is a JFSC guidance note explaining how overseas incorporated banks (OIBs) with a Jersey branch should complete the 'other prudential data' sections o… |
| Prudential Reporting – JIBs (Jersey incorporated banks reporting guide) | Status not confirmed | This is JFSC guidance setting out how Jersey incorporated banks (JIBs) registered under the Banking Business (Jersey) Law 1991 must prepare and submit pru… |
| Prudential reporting of credit risk under the standardised approach to credit risk | In force | This JFSC guidance note explains how Jersey incorporated registered deposit takers (JIBs) that use the standardised approach to credit risk must complete… |
| Registered office requirements (Guidance Note, February 2024) | Status not confirmed | This guidance note from the Jersey Financial Services Commission explains the registered office requirements under the Companies (Jersey) Law 1991 and equ… |
| Registry guidance on beneficial ownership and control (Last revised 2026-03-31) | In force | This is Jersey Companies Registry guidance explaining how entities must identify and report beneficial owners and controllers under the Financial Services… |
| Schedule 2 Supervisory Bodies Law Registration Form: guidance for individual sole trader Schedule 2 directors | Status not confirmed | This is JFSC guidance explaining how individual sole trader Schedule 2 directors should complete the Schedule 2 Supervisory Bodies Law (SBL) Registration… |
| Ships and other vessels guidance | Status not confirmed | This JFSC guidance document provides practical risk indicators and good practice examples for regulated entities that encounter ships, yachts, or other ve… |
| Solvency calculations form | Status not confirmed | No extractable text (blank/binary file); nothing to summarize. |
| Sound Business Policy update: guidance on completing Registry forms (2025-11-01) | Status not confirmed | This guidance explains changes to Jersey Registry's 'Change of Activity' and 'Incorporation and Registration' forms following the revised Sound Business P… |
| Suitability of advice under the Code of Practice for Investment Business | In force | This JFSC guidance note explains how registered persons carrying on investment business in Jersey should meet the suitability of advice requirements in th… |
| Terrorist Financing (JFSC Guidance Note) | Status not confirmed | This is an educational guidance note from the JFSC explaining what terrorist financing is, how it differs from money laundering and proliferation financin… |
| The application process for issuers of initial coin and token offerings (IC/TOs) | In force | This is JFSC guidance setting out the application process and ongoing requirements for issuers of initial coin and token offerings (IC/TOs) in Jersey. It… |
| Tokenisation of real world assets (RWAs) Guidance Note | Status not confirmed | This guidance note sets out the JFSC's regulatory approach to the tokenisation of real world assets (RWAs) such as securities, bonds, commodities, currenc… |
| Travel Rule guidance note | In force | This guidance note from the JFSC sets out the Commission's expectations for how Virtual Asset Service Providers (VASPs) in Jersey should comply with the T… |
| Updates to our 2024 supervisory risk data collection (2024-09-27) | Status not confirmed | This JFSC guidance note explains changes to the 2024 supervisory risk data collection (SRDC) exercise, which will run in January 2025, and previews change… |
| Updates to our 2025 supervisory risk data collection | Status not confirmed | This guidance note from the JFSC explains changes to the 2025 supervisory risk data collection (SRDC) exercise, which registered and supervised persons mu… |
| Validation and verification of the '1.1 HQLA' Sheet (GN JIBs 11) | In force | This guidance note explains the automated validation and verification checks the JFSC runs on the '1.1 HQLA' (High Quality Liquid Assets) sheet of the liq… |
| Validation and verification of the '11.2 Liquidity – Large Deposits' Sheet (September 2019) | Status not confirmed | This is a technical guidance note explaining the automated validation and verification checks the JFSC applies to the '11.2 Liquidity - Large Deposits' sh… |
| Validation and verification of the '11.3 Whole-bank Liquidity Data' Sheet (September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '11.3 Whole-bank Liquidity Data… |
| Validation and verification of the '2.3 BS Liabilities' Sheet (September 2019) | Status not confirmed | This is a technical guidance note explaining the automated validation and verification checks that the JFSC's prudential reporting template applies to the… |
| Validation and verification of the '2.6 Liquidity Summary' Sheet (September 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks the JFSC runs on the '2.6 Liquidity Summary' sheet of the prudential reportin… |
| Validation and verification of the '5.2 Commodities' Sheet (September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks that run on the '5.2 Commodities' sheet of the… |
| Validation and verification of the '8.2 Loan Security' Sheet (Guidance Note, September 2019) | Status not confirmed | This guidance note explains the automated validation and verification checks that the JFSC applies to the '8.2 Loan Security' sheet of the prudential repo… |
| Validation and verification of the '8.3 Total Deposits' Sheet (Guidance Note, September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks that run when an OIB (Overseas/other Internati… |
| Validation and verification of the '8.4 Lending by Sector' Sheet (September 2019) | Status not confirmed | This is a technical guidance note explaining the automated validation and verification checks that run when an OIB (the entity type reporting under the JF… |
| Validation and verification of the '8.5 Large Exposures' Sheet (GN JIBs 85) | Status not confirmed | This is a highly technical JFSC guidance note explaining the automated validation and verification checks applied to the '8.5 Large Exposures' sheet of th… |
| Validation and verification of the '8.5 Large Exposures' Sheet (September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the automated validation and verification checks applied to the '8.5 Large Exposures' sheet of… |
| Validation and verification of the '8.6 Exempt Large Exposures' Sheet (September 2019) | Status not confirmed | This is a technical guidance note issued by the JFSC explaining the automated validation and verification checks applied to the '8.6 Exempt Large Exposure… |
| Validation and verification of the '9.1 Fiduciary Activity' Sheet (September 2019) | Status not confirmed | This is a technical JFSC guidance note explaining the automated validation and verification checks applied when an OIB submits the '9.1 Fiduciary Activity… |
| Validation and verification of the '9.11 Whole-bank Prudential Data' Sheet | Status not confirmed | This is a technical guidance note from the JFSC explaining the validation and verification checks applied to the '9.11 Whole-bank Prudential Data' sheet,… |
| Validation and verification of the '9.2 Parent Accounts' Sheet (2019-09) | Status not confirmed | This is technical guidance from the JFSC explaining the automated validation and verification checks that run when an Other International Bank (OIB) submi… |
| Validation and verification of the '9.3 Additional Detail' Sheet (September 2019) | Status not confirmed | This is a technical guidance note from the JFSC explaining the validation and verification checks applied to the '9.3 Additional Detail' sheet within the… |
| Validation and verification of the '9.4 Commentary on Movements' Sheet (September 2019) | Status not confirmed | This is a technical guidance note issued by the JFSC explaining the validation and verification checks that run automatically when an entity submits the '… |
| Validation and verification of the '9.5 DCS Data' Sheet (September 2019) | Status not confirmed | This is a technical guidance note explaining the automated validation and verification checks that run when Overseas/other international banks (OIBs) subm… |
| Validation and verification of the '9.9 Other Information' Sheet (September 2019) | Status not confirmed | This is a technical guidance note explaining the automated validation and verification checks the JFSC runs on the '9.9 Other Information' sheet of the pr… |