CIMA
Notice
354 published document(s) from Cayman Islands Monetary Authority.
| Citation | Status | Summary |
|---|---|---|
| 2021 Annual Declaration for Registered Persons – ADR 046 – 75 (2020-12-07) | Issued 2020-12-07 | This is a General Industry Notice from CIMA announcing that the 2021 Annual Declaration form (ADR 046-75) for Registered Persons has been made available o… |
| 2022 Annual Declaration for Registered Persons (2021-11-24) | Issued 2021-11-24 | This is a general industry notice from CIMA announcing the release of the 2022 Annual Declaration Form for Registered Persons under the Securities Investm… |
| A2 Fund (2017-10-17) | Issued 2017-10-17 | This is a Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to the directors of a specific investment fund, the A2 Fund (registration… |
| AFS and FAR - Extension of Filing Deadline (2017-10-17) | Issued 2017-10-17 | This is a short general industry notice from CIMA extending a filing deadline for funds under the Audited Financial Statements (AFS) and Fund Annual Retur… |
| AML - CFT Reporting Requirements for Securities Investment Business Registrants (2019-06-06) | Issued 2019-06-06 | This is a notice from CIMA's Securities Supervision Division announcing a new AML/CFT reporting requirement for persons registered under the Securities In… |
| AML Data Collection for Pre-2000 Non-Compliant Accounts (2022-03-09) | Issued 2022-03-09 | This is a General Industry Notice from CIMA, dated 9 March 2022, informing financial service providers (FSPs) that they no longer need to submit the Non-C… |
| AML Notification – Extension of the Notification Deadline for Funds (2018-09-25) | Issued 2018-09-25 | This is a short notice from CIMA announcing that the deadline for regulated funds to notify the Authority of their appointed Anti-Money Laundering Complia… |
| AML Return Requirement for Restricted Trust Companies and Private Trust Companies (2026-09-07) | Issued 2026-09-07 | This is a General Industry Notice from CIMA announcing that the existing Anti-Money Laundering (AML) Return requirement, previously applicable to Trust an… |
| AML/CFT Obligations and Requirements for Excluded Persons (2019-02-01) | Issued 2019-02-01 | This is a CIMA general industry notice dated 1 February 2019 addressed to companies registered as Securities Investment Business Law (SIBL) 'Excluded Pers… |
| Administrative Termination FAQs (2017-10-17) | Issued 2017-10-17 | This is a Cayman Islands Monetary Authority (CIMA) general industry notice from October 2017 presenting a set of FAQs about its administrative termination… |
| Amended SIBL Excluded Person Registrations and Renewal Forms (2019-02-01) | Issued 2019-02-01 | This is a CIMA General Industry Notice dated 1 February 2019 announcing updates to two REEFS forms used under the Securities Investment Business Law (2015… |
| Aphelion Offshore Fund, Ltd - Warning Notice (2019-03-14) | Issued 2019-03-14 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) against Aphelion Offshore Fund, Ltd. (Reg. #656261) and its directo… |
| Appointment of Controllers - Premier Assurance Group SPC Ltd (2020-09-23) | Issued 2020-09-23 | This is a public enforcement notice from CIMA announcing that it has placed Premier Assurance Group SPC Ltd. into controllership under the Insurance Law,… |
| Appointment of MLRO AMLCO For Funds (2019-02-01) | Issued 2019-02-01 | This CIMA general industry notice clarifies obligations for Cayman Islands funds and other persons carrying out relevant financial business (RFBs) under t… |
| Audited Financial Statements and Filing FAR Form 4.0 (2020-12-11) | Issued 2020-12-11 | This is a CIMA general industry notice announcing the release of an updated Fund Annual Return (FAR) Form, version 4.0 (FAR-016-22-04), which replaces the… |
| Azure Energy Fund, Inc. (2016-03-03) | Issued 2017-10-17 | This is a Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to the directors of Azure Energy Fund, Inc., published because CIMA was un… |
| Be On Guard for Counterfeit Notes (2017-10-17) | Issued 2017-10-17 | This is a public awareness notice issued jointly by CIMA and the Royal Cayman Islands Police Service (RCIPS) Financial Crime Unit, warning that counterfei… |
| Beechwood Re Official Liquidation (2018-11-30) | Issued 2018-11-30 | This is a public enforcement notice from CIMA announcing that Beechwood Re was placed into official liquidation on 27 November 2018. Stuart Sybersma and M… |
| Beechwood Re in Controllership (2018-01-11) | Issued 2018-01-11 | This is a public enforcement notice from CIMA confirming that, effective 25 July 2017, the Authority appointed Stuart Sybersma and Michael Penner of Deloi… |
| Been Promised Millions to Help Move Large Sums of Cash? It's a Scam! (2017-10-17) | Issued 2017-10-17 | This is a public consumer-alert notice issued by the Cayman Islands Monetary Authority (CIMA) in October 2017, warning the general public (not regulated e… |
| Beware of COVID-19 Scams (2020-04-02) | Issued 2020-04-02 | This is a public awareness notice issued by the Cayman Islands Monetary Authority (CIMA) on 2 April 2020, warning about an increased risk of fraud and sca… |
| Beware of Financial Scams and Fraudulent Impersonations of CIMA (2025-03-31) | Issued 2025-03-31 | This is a public awareness notice issued by the Cayman Islands Monetary Authority (CIMA) warning the general public about scams and fraud schemes in which… |
| Beware of Phishing Emails Falsely Claiming to be from CIMA (2025-08-27) | Issued 2025-08-27 | This is a public awareness notice issued by CIMA warning that fraudulent phishing emails are circulating which falsely claim to originate from CIMA staff.… |
| Beware of ‘Quick-and-Easy’ Money-Making Ventures (2020-10-02) | Issued 2020-10-02 | This is a public awareness notice issued by the Cayman Islands Monetary Authority (CIMA) warning members of the public about fraudulent 'quick-and-easy' m… |
| BitMart et al. not Regulated by CIMA (2026-08-06) | Issued 2026-08-06 | This is a public warning notice from CIMA clarifying that BitMart, BitMart Exchange, GBM Global Inc., bachi.tech Ltd, Bachi.Tech Corporation, GBM Global L… |
| Business Email Compromise Schemes (2017-10-17) | Issued 2017-10-17 | This is a general public notice issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017 alerting Financial Service Providers to a growin… |
| CCAM Co. Ltd in Potential Breach of SIB Act (2025-02-28) | Issued 2025-02-28 | This is a warning notice issued by the Cayman Islands Monetary Authority (CIMA) against CCAM Co. Ltd, a company registered under the Securities Investment… |
| CIMA Allows Extension for Regulatory Filings (2020-03-25) | Issued 2020-03-25 | This is a general industry notice issued by the Cayman Islands Monetary Authority (CIMA) on 25 March 2020 in response to the COVID-19 pandemic. It announc… |
| CIMA Announces Key Leadership Title Changes (2024-10-31) | Issued 2024-10-31 | This is a purely internal/administrative notice from CIMA announcing changes to the titles of its senior leadership positions as part of an organisational… |
| CIMA Announces One-time Non-Compliant Directors' Amnesty Scheme (2025-09-03) | Issued 2025-09-03 | This is a notice from the Cayman Islands Monetary Authority (CIMA) announcing a one-time amnesty scheme for registered directors who are behind on their r… |
| CIMA Decision Notice - AC Holding Limited (In Official Liquidation) (2025-06-13) | Issued | This is a public extract of a CIMA Decision Notice concerning AC Holding Limited (In Official Liquidation), a registered Virtual Asset Service Provider (V… |
| CIMA Expands Outreach Efforts (2020-02-06) | Issued 2020-02-06 | This is a purely informational notice from the Cayman Islands Monetary Authority (CIMA) announcing that it will expand its outreach efforts to licensees a… |
| CIMA Experiences Network Issues (2019-08-15) | Issued 2019-08-15 | This is a short operational notice from the Cayman Islands Monetary Authority (CIMA) dated 15 August 2019, informing industry that CIMA's own systems were… |
| CIMA Investment Schemes Warning (2017-10-17) | Issued 2017-10-17 | This is a public investor-warning notice issued by the Cayman Islands Monetary Authority (CIMA) in October 2017, cautioning the Caymanian public about unr… |
| CIMA Issues Warning for Advance Fee Frauds (2017-10-17) | Issued 2017-10-17 | This is a public warning notice issued by the Cayman Islands Monetary Authority (CIMA) alerting the general public, both locally and internationally, to a… |
| CIMA Network Issues Update (2019-08-16) | Issued 2019-08-16 | This is a short administrative notice published by the Cayman Islands Monetary Authority (CIMA) on 16 August 2019, informing the public that it was experi… |
| CIMA Network Systems Restored (2019-08-16) | Issued 2019-08-16 | This is a short informational notice issued by the Cayman Islands Monetary Authority (CIMA) on 16 August 2019 announcing that its network systems had been… |
| CIMA Notice - Foreign Currency Exchange (2020-11-11) | Issued 2020-11-11 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) warning that some businesses and individuals are exchanging foreign currenc… |
| CIMA Pays Tribute to Judiann Myles: A Colleague, Mentor & Friend (2025-04-08) | Issued 2025-04-08 | This is a memorial notice published by the Cayman Islands Monetary Authority (CIMA) paying tribute to Judiann Myles, a long-serving CIMA staff member who… |
| CIMA Releases Strix XBRL Overview User Guide (2025-12-02) | Issued 2025-12-02 | This is a general industry notice from CIMA announcing the release of a new 'Strix XBRL Overview User Guide.' The guide is intended to help regulated enti… |
| CIMA Remains Operational (2020-03-20) | Issued 2020-03-20 | This is a general industry notice issued by the Cayman Islands Monetary Authority (CIMA) on 20 March 2020, informing the public and regulated entities tha… |
| CIMA Response to Coronavirus (2020-03-14) | Issued 2020-03-14 | This is a general industry notice issued by the Cayman Islands Monetary Authority (CIMA) on 14 March 2020 informing licensees and industry stakeholders of… |
| CIMA Signs MOU with FSA Successor Agencies (2017-10-17) | Issued 2017-10-17 | This is a short informational notice from CIMA announcing that it has signed new Memoranda of Understanding (MoU) with the UK's Prudential Regulation Auth… |
| CIMA Withdraws Fines Against Sterling Asset Management International (2023-05-04) | Issued 2023-05-04 | This is a short enforcement notice from CIMA reporting the withdrawal of a fine previously imposed on Sterling Asset Management International Limited. It… |
| Cancellation Procedures for Registered Private Funds (2021-12-01) | Issued 2021-12-01 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) informing registered private funds that the procedures for cancelling th… |
| Cancellation Procedures for Regulated Funds (2018-11-29) | Issued 2018-11-29 | This is a CIMA general industry notice explaining the practical procedures that regulated mutual funds must follow when applying to cancel a Mutual Fund L… |
| Cayman Currency Ads Need Approval (2017-10-17) | Issued 2017-10-17 | This is a public notice from CIMA (originally dated 2 October 2009, republished/listed 17 October 2017) reminding businesses that Cayman Islands currency… |
| Cayman Islands ML/TF National Risk Assessment Survey (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice issued by CIMA in October 2017 concerning the Cayman Islands' second Money Laundering/Terrorist Financing (ML/TF) Nation… |
| Cayman Islands Monetary Authority Fines Artex Risk Solutions (Cayman) Limited CI$95,409.11 (2022-12-07) | Issued 2022-12-07 | This is an enforcement notice from CIMA announcing that it has imposed discretionary administrative fines totalling CI$95,409.11 on Artex Risk Solutions (… |
| Cayman Islands Monetary Authority Fines Blacktower (Cayman) Ltd. CI$85,043.84 (2025-09-29) | Issued 2025-09-29 | This is an enforcement notice in which the Cayman Islands Monetary Authority announces it has imposed discretionary administrative fines totalling CI$85,0… |
| Cayman Islands Monetary Authority Fines Blacktower Financial Management (International) Limited CI$230,038.72 (2025-09-29) | Issued 2025-09-29 | This is an enforcement notice announcing that CIMA has imposed discretionary administrative fines totalling CI$230,038.72 on Blacktower Financial Manageme… |
| Cayman Islands Monetary Authority Fines Cainvest Bank and Trust Limited CI$100,000 (2020-11-10) | Issued 2020-11-10 | This is a CIMA enforcement notice announcing a discretionary administrative fine of CI$100,000 imposed on Cainvest Bank and Trust Limited for breaches of… |
| Cayman Islands Monetary Authority Fines Global Core Insurance SPC CI$78,150.00 (2022-12-07) | Issued 2022-12-07 | This is an enforcement notice announcing that CIMA imposed discretionary administrative fines totalling CI$78,150.00 on Global Core Insurance SPC for brea… |
| Cayman Islands Monetary Authority Fines ICC Intercertus Capital (Cayman) Ltd CI$116,680 (2022-09-08) | Issued 2022-09-08 | This is an enforcement notice from CIMA announcing that it has imposed discretionary administrative fines totalling CI$116,680.00 on ICC Intercertus Capit… |
| Cayman Islands Monetary Authority Fines Intertrust Corporate Services (Cayman) Limited CI$4,232,607 (2021-05-13) | Issued 2021-05-13 | This is an enforcement notice from CIMA announcing that it has imposed discretionary administrative fines totalling CI$4,232,607.50 on Intertrust Corporat… |
| Cayman Islands Monetary Authority Fines Kevin David Poole CI$14,700.00 (2022-12-07) | Issued 2022-12-07 | This is a notice from CIMA announcing that it has imposed a discretionary administrative fine of CI$14,700.00 on an individual, Kevin David Poole, for sup… |
| Cayman Islands Monetary Authority Fines Lion Brokers Limited CI$261,990.72 (2022-02-18) | Issued 2022-02-18 | This is an enforcement notice in which CIMA announces it has imposed discretionary administrative fines totalling CI$261,990.72 on Lion Brokers Limited fo… |
| Cayman Islands Monetary Authority Fines Providers Re SPC CI$16,950 (2022-05-06) | Issued 2022-05-06 | This is an enforcement notice from CIMA announcing that it imposed a discretionary administrative fine of CI$16,950.00 on Providers Re SPC, a Class B insu… |
| Cayman Islands Monetary Authority Fines Seven Mile Securities CI$250,000 (2021-10-08) | Issued 2021-10-08 | This is an enforcement notice announcing that CIMA has imposed discretionary administrative fines totalling CI$250,000 on Seven Mile Securities for multip… |
| Cayman Islands Monetary Authority Fines Western International Trust Company Limited CI$482,717.50 (2020-12-22) | Issued 2020-12-22 | This is an enforcement notice published by CIMA announcing that it has imposed a discretionary administrative fine of CI$482,717.50 on Western Internation… |
| Cayman Islands Monetary Authority Imposes Administrative Fine of CI$72,800 on Star Insurance (2021-03-26) | Issued 2021-03-26 | This is an enforcement notice announcing that CIMA imposed discretionary administrative fines totalling CI$72,800 on Star Insurance Company (Cayman) Ltd f… |
| Change in Distribution Method for AML Survey Forms (2022-08-19) | Issued 2022-08-19 | This is a CIMA general industry notice announcing an operational change in how it collects AML/CFT/CPF and Sanctions data from regulated financial service… |
| Change in Effective Date for Basel II Public Disclosures (2021-05-28) | Issued 2021-05-28 | This is a general industry notice from CIMA announcing a phased implementation timeline for the Rules and Guidelines on Market Discipline Disclosure Requi… |
| Climate Change and Environmental-Related Risks Survey Reissued for Broader Participation (2024-06-03) | Issued 2024-06-03 | This is a General Industry Notice from CIMA informing all regulated entities that its Climate Change and Environmental-Related Risks survey has been reiss… |
| Combined Sectoral Risk Ratings (2020-03-13) | Issued | This is a CIMA notice dated 13 March 2020 that publishes the results of a 2019 sectoral money laundering/terrorist financing (ML/TF) risk assessment cover… |
| Commemorative CIMA Anniversary Banknotes in Circulation (2023-02-20) | Issued 2023-02-20 | This is a public notice from the Cayman Islands Monetary Authority (CIMA) announcing the release of new commemorative D/4 series $25 and $50 banknotes to… |
| Controllership - ONETRADEX LTD (2019-07-19) | Issued 2019-07-19 | This is a CIMA enforcement notice announcing that, effective 18 July 2019, the Authority appointed controllers to take over the affairs of ONETRADEX LTD u… |
| Counterfeit Notes Being Circulated (2019-06-21) | Issued 2019-06-21 | This is a public awareness notice issued jointly by CIMA and the Royal Cayman Islands Police Service (RCIPS) Financial Crime Unit, originally dated 10 Jun… |
| Currency Exchange (2017-10-17) | Issued 2017-10-17 | This is a short public notice issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017 reminding the public that currency exchange activi… |
| De-registration of LUT and LUL Funds (2017-10-17) | Issued 2017-10-17 | This is a general industry notice from CIMA explaining its procedures for de-registering or cancelling licences of regulated mutual funds that have been p… |
| De-registration of SIBL Excluded Persons (2020-03-09) | Issued 2020-03-09 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) on 9 March 2020 announcing that a specified list of entities previously reg… |
| De-registration of SIBL Excluded Persons for Non-Compliance (2020-09-15) | Issued 2020-09-15 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) on 15 September 2020, announcing that a specific list of over 190 named per… |
| Decision Notice - A2 Fund (2017-10-17) | Issued 2017-10-17 | This is a Decision Notice published by CIMA disclosing that it has cancelled the mutual fund registration of A2 Fund (Registration #637873). It records th… |
| Decision Notice - AAA Venture Fund SPC Limited (2016-11-10) | Issued 2017-10-17 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) to the directors of AAA Venture Fund SPC Limited (In Controllership), not… |
| Decision Notice - APAM Protected Asset Management Unit Trust (2019-03-12) | Issued 2019-03-12 | This is a Decision Notice issued by CIMA cancelling the mutual fund registration of APAM Protected Asset Management Unit Trust (Reg. #1956). It is address… |
| Decision Notice - Advanced Fund Administration (Cayman) Limited (2022-05-18) | Issued 2022-05-18 | This is a Decision Notice issued by CIMA revoking the Restricted Mutual Fund Administrator's Licence of Advanced Fund Administration (Cayman) Limited. It… |
| Decision Notice - Agavero Insurance Limited (2019-12-04) | Issued 2019-12-04 | This is a Decision Notice issued by CIMA to Agavero Insurance Limited, formally recording the Authority's revocation of the company's Class B (iii) Insure… |
| Decision Notice - Alesia Re, SPC (2020-06-29) | Issued 2020-06-29 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) revoking the Class D Insurer Licence held by Alesia Re, SPC, effective 24… |
| Decision Notice - Alpha Re Limited (2021-10-20) | Issued 2021-10-20 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) formally revoking the Class B(iii) Insurer's Licence of Alpha Re Limited,… |
| Decision Notice - Aphelion Offshore Fund Ltd. (2019-05-15) | Issued 2019-05-15 | This is a Decision Notice issued by CIMA against Aphelion Offshore Fund, Ltd. (Reg. #656261), cancelling the fund's mutual fund registration for ongoing b… |
| Decision Notice - Atlas Re, SPC (2020-06-16) | Issued 2020-06-16 | This is a Decision Notice issued by CIMA revoking the Class B (iii) Insurer Licence of Atlas Re, SPC, following an earlier Warning Notice dated 25 March 2… |
| Decision Notice - Azure Energy Fund, Inc. (2016-04-26) | Issued 2017-10-17 | This is a Decision Notice issued by CIMA against Azure Energy Fund, Inc. (Reg. #5324), addressed to its directors, cancelling the fund's mutual fund regis… |
| Decision Notice - Balkan Investment Opportunity Fund (2020-04-22) | Issued 2020-04-22 | This is a Decision Notice issued by CIMA against the Balkan Investment Opportunity Fund, cancelling its mutual fund registration under the Mutual Funds La… |
| Decision Notice - Banking Licence Revoked for Trade and Commerce Bank (2023-10-19) | Issued 2023-10-19 | This is a Decision Notice from CIMA publicly recording the revocation of the Category B Banking Licence held by Trade and Commerce Bank (Reg. #88037), whi… |
| Decision Notice - Bridge Global Absolute Return Fund SPC (2020-05-22) | Issued 2020-05-22 | This is a Decision Notice issued by CIMA cancelling the mutual fund registration of Bridge Global Absolute Return Fund SPC. It documents specific, sustain… |
| Decision Notice - British Land & Property Fund (Reg. #1016212) (2025-12-12) | Issued 2025-12-12 | This is a Decision Notice published by CIMA announcing that it has cancelled the mutual fund registration of British Land & Property Fund (Reg. #1016212).… |
| Decision Notice - CTS Captive Management (Cayman) Ltd. (2021-01-05) | Issued 2021-01-05 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) announcing the revocation of the Insurance Manager's Licence held by CTS… |
| Decision Notice - Cancellation of Mutual Fund Registration for China Reserve Fund SPC (2026-09-10) | Issued 2026-09-10 | This is a Decision Notice extract published by CIMA announcing that it has cancelled the mutual fund registration of China Reserve Fund SPC (Reg. #1349795… |
| Decision Notice - Cancellation of Oliver-Barrett Lindsay (2019-06-14) | Issued 2019-06-14 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) announcing the cancellation of the director registration held by Mr. Oliv… |
| Decision Notice - Cancellation of Redwood Fund III, Ltd. (2018-10-30) | Issued 2019-01-31 | This is a decision notice issued by the Cayman Islands Monetary Authority (CIMA) recording the cancellation of the mutual fund registration of Redwood Fun… |
| Decision Notice - Cancellation of Robert Neil Aspinall (2017-10-17) | Issued 2017-10-17 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Robert Neil Aspinall (Reg.#847302), who was… |
| Decision Notice - Cancellation of Ryan Kenneth Schroeder (2019-01-31) | Issued 2019-01-31 | This is a Decision Notice published by CIMA announcing the cancellation of the director registration held by Mr. Ryan Kenneth Schroeder under the Director… |
| Decision Notice - Canover Norbert Watson (2017-10-17) | Issued 2017-10-17 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Canover Norbert Watson under the Directors R… |
| Decision Notice - China Commonwealthy Fund (2019-01-31) | Issued 2019-01-31 | This is a Decision Notice issued by CIMA against China Commonwealthy Fund (Reg. #1129564), addressed to its directors. It records CIMA's cancellation of t… |
| Decision Notice - Delphin Caribbean Resilience Fund L.P (2025-10-15) | Issued 2025-10-15 | This is a Decision Notice published by CIMA disclosing an enforcement action taken against the operators of Delphin Caribbean Resilience Fund L.P., a regi… |
| Decision Notice - Director Registration Cancelled for Budiman Effendi (2025-06-04) | Issued 2025-06-04 | This is a Decision Notice issued by CIMA cancelling the director registration of Mr. Budiman Effendi under the Directors Registration and Licensing Act, 2… |
| Decision Notice - Director Registration Cancelled for Christopher Flinos (2025-06-13) | Issued 2025-06-13 | This is a Decision Notice published by CIMA disclosing enforcement action taken against a named individual, Mr. Christopher Flinos, who was registered as… |
| Decision Notice - Director Registration Cancelled for Dzintars Derkacs (2024-02-21) | Issued 2024-02-21 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Dzintars Derkacs (Director Registration #278… |
| Decision Notice - Director Registration Cancelled for Gordon Kenneth Ferguson (2023-08-16) | Issued 2023-08-16 | This is a Decision Notice extract published by CIMA confirming that the director registration of Mr. Gordon Kenneth Ferguson (Director Registration #27770… |
| Decision Notice - Director Registration Cancelled for Jianxin Yu (2023-11-27) | Issued 2023-11-27 | This is a Decision Notice issued by CIMA cancelling the director registration of Ms. Jianxin Yu (Director Registration #2824135) under the Directors Regis… |
| Decision Notice - Director Registration Cancelled for Jonathan Wood (2025-06-13) | Issued 2025-06-13 | This is a Decision Notice issued by CIMA announcing that it has cancelled the director registration of Mr. Jonathan Wood (Director Registration #3457801)… |
| Decision Notice - Director Registration Cancelled for Ling Zhang (2023-11-27) | Issued 2023-11-27 | This is a Decision Notice issued by CIMA cancelling the director registration of Mr. Ling Zhang (Registration #2813893) under the Directors Registration a… |
| Decision Notice - Director Registration Cancelled for Mr. Guy Chhay (2025-12-15) | Issued 2025-12-15 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Guy Chhay under the Directors Registration a… |
| Decision Notice - Director Registration Cancelled for Mr. Jeremy Leach (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Jeremy Leach (Director Registration #1264270… |
| Decision Notice - Director Registration Cancelled for Mr. Zhi Chen (2025-12-15) | Issued 2025-12-15 | This is a public extract of a CIMA Decision Notice recording that the director registration of Mr. Zhi Chen (Director Registration #2672165) has been canc… |
| Decision Notice - Director Registration Cancelled for Ms. Erin Winczura (2026-06-09) | Issued 2026-06-09 | This is a Decision Notice published by CIMA announcing that it has cancelled the director registration of Ms. Erin Winczura (Director Registration #243765… |
| Decision Notice - Director Registration Cancelled for Trevor Dean Federkiewicz (2023-08-16) | Issued 2023-08-16 | This is a Decision Notice extract published by CIMA documenting the cancellation of an individual director's registration under the Directors Registration… |
| Decision Notice - European Underwriters Insurance Company SPC Ltd. (2016-08-22) | Issued 2017-10-17 | This is a Decision Notice issued by CIMA revoking the Unrestricted Class B Insurer Licence of European Underwriters Insurance Company SPC Ltd. (Lic. #2676… |
| Decision Notice - First Financial Insurance Brokers (2019-02-01) | Issued 2019-02-01 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) announcing that it has revoked the Insurance Broker Licence of First Fina… |
| Decision Notice - Focus Administration Limited (2020-07-08) | Issued 2020-07-08 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) revoking the Full Mutual Fund Administrators Licence (Lic. #9228) held by… |
| Decision Notice - Global Securities Capital Fund (2018-06-13) | Issued 2018-06-13 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) cancelling the mutual fund registration of Global Securities Capital Fund… |
| Decision Notice - Greenhouse Offshore Fund (2018-08-14) | Issued 2018-08-14 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) to PFPC Trustee & Custodial Services Limited, as trustee of the Greenhous… |
| Decision Notice - Hinduja Bank & Trust (Cayman) Ltd. (2020-05-28) | Issued 2020-05-28 | This is a Decision Notice issued by CIMA revoking the Category B Banking Licence of Hinduja Bank & Trust (Cayman) Ltd. (Lic. #100012), following a prior W… |
| Decision Notice - Infinium Global Fund (2018-05-01) | Issued 2018-06-13 | This is a Decision Notice from CIMA cancelling the mutual fund registration of Infinium Global Fund (Reg. #17128). It is addressed to the Fund's directors… |
| Decision Notice - Intrepid Re, SPC (2020-06-16) | Issued 2020-06-16 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) revoking the Class B(iii) Insurer Licence of Intrepid Re, SPC (Lic. #5840… |
| Decision Notice - John David Geraci (Cancellation) (2019-10-29) | Issued 2019-10-29 | This is a Decision Notice issued by CIMA cancelling the director registration of Mr. John David Geraci. It follows an earlier suspension of his registrati… |
| Decision Notice - KTH Capital Limited (2020-01-02) | Issued 2020-01-02 | This is a Decision Notice from CIMA addressed to the Directors of KTH Capital Limited, a registered mutual fund, announcing the cancellation of the Fund's… |
| Decision Notice - KTH Capital Management Limited (2020-01-15) | Issued 2020-01-15 | This is a Decision Notice issued by CIMA revoking the restricted mutual fund administrators licence of KTH Capital Management Limited (Reg. #3867). It fol… |
| Decision Notice - Keydata International Fund SPC (2019-01-31) | Issued 2019-01-31 | This is a Decision Notice issued by CIMA to the directors of Keydata International Fund SPC (Reg. #15567), formally cancelling the Fund's mutual fund regi… |
| Decision Notice - Kingsend Capital Partners, Ltd (2017-05-23) | Issued 2018-03-15 | This is a Decision Notice issued by CIMA cancelling the mutual fund registration of Kingsend Capital Partners, Ltd. It follows an earlier Warning Notice d… |
| Decision Notice - L.A. Capital Management, Ltd. (2019-06-18) | Issued 2019-06-18 | This is a Decision Notice issued by CIMA against L.A. Capital Management, Ltd. (Reg. #10504), a Cayman Islands mutual fund, following an earlier Warning N… |
| Decision Notice - Licence Revoked for Progressive Grocers Insurance SPC, LTD (2026-09-02) | Issued 2026-09-02 | This is a Decision Notice published by CIMA confirming that it has revoked the Class B(ii) Insurer's Licence of Progressive Grocers Insurance SPC, LTD (Li… |
| Decision Notice - Madbury Lane Advisors Fund No. 3 (2018-10-10) | Issued 2018-10-10 | This is a Decision Notice issued by CIMA against Madbury Lane Advisors Fund No. 3 (Reg. #5478) and Madbury Lane Advisors Fund No. 3 Offshore Investors (Re… |
| Decision Notice - ManagementPlus (Cayman) Limited (2019-03-27) | Issued 2019-03-27 | This is a Decision Notice issued by CIMA revoking the Companies Management Licence of ManagementPlus (Cayman) Limited (Lic# 557270). It sets out a list of… |
| Decision Notice - Mark Graham (Cancellation) (2019-10-29) | Issued 2019-10-29 | This is a Decision Notice issued by CIMA announcing the cancellation of the director registration held by Mr. Mark R. Graham under the Directors Registrat… |
| Decision Notice - Maxam Absolute Return Fund Limited (2019-03-12) | Issued 2019-03-12 | This is a Decision Notice issued by CIMA against Maxam Absolute Return Fund Limited (Reg. #11505), following an earlier Warning Notice dated 31 January 20… |
| Decision Notice - Mr. Kelly Simon Tonkin (2021-11-30) | Issued 2021-11-30 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Kelly Simon Tonkin (Registration No. 1299480… |
| Decision Notice - Mutual Fund Registration Cancelled for Alpha Property Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA confirming that it has cancelled the mutual fund registration of Alpha Property Fund (Reg. #1184632), effectiv… |
| Decision Notice - Mutual Fund Registration Cancelled for Augury Hedge Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA disclosing that it has cancelled the mutual fund registration of Augury Hedge Fund (Reg. #1023422). It follows… |
| Decision Notice - Mutual Fund Registration Cancelled for HAYVN Funds SPC (2025-06-13) | Issued 2025-06-13 | This is a Decision Notice published by CIMA announcing that it has cancelled the mutual fund registration of HAYVN Funds SPC (Reg. #2011203). It is an enf… |
| Decision Notice - Mutual Fund Registration Cancelled for High Protection Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA disclosing that it has cancelled the mutual fund registration of High Protection Fund (Registration #16296), e… |
| Decision Notice - Mutual Fund Registration Cancelled for Melius Fixed Income Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA confirming that it has cancelled the mutual fund registration of Melius Fixed Income Fund (Registration No. 18… |
| Decision Notice - Mutual Fund Registration Cancelled for Praesidium Investment Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA confirming that it has cancelled the mutual fund registration of Praesidium Investment Fund (Registration No.… |
| Decision Notice - Mutual Fund Registration Cancelled for Sovereign High Security Fund SPC (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA disclosing that it has cancelled the mutual fund registration of Sovereign High Security Fund SPC (Reg. #7996)… |
| Decision Notice - Mutual Fund Registration Cancelled for Vita Nova Hedge Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA disclosing regulatory action taken against a specific registered mutual fund, Vita Nova Hedge Fund (Reg. #1801… |
| Decision Notice - Oak Palm Fund Ltd. (2018-11-28) | Issued 2019-01-31 | This is a Decision Notice issued by CIMA cancelling the mutual fund registration of Oak Palm Fund Ltd (Reg. #12488), formerly ACCL Multi-Strategy Fund Inc… |
| Decision Notice - Obelisk Global Fund SPC (2022-06-01) | Issued 2022-06-01 | This is a Decision Notice published by CIMA disclosing enforcement action taken against Obelisk Global Fund SPC, a registered mutual fund, and against its… |
| Decision Notice - Platinum Partners (2020-10-15) | Issued 2020-10-15 | This is a Decision Notice issued by CIMA cancelling the mutual fund registrations of four Platinum Partners funds, following sustained breaches of the Mut… |
| Decision Notice - Port Royal Reassurance Company SPC, Limited (2021-05-05) | Issued 2021-05-05 | This is a Decision Notice issued by CIMA revoking the Class B(iii) Insurer's Licence of Port Royal Reassurance Company SPC, Limited, following a prior War… |
| Decision Notice - Private Fund Registration Cancelled for British Development Land Fund (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA announcing that it has cancelled the private fund registration of British Development Land Fund (Reg. #1844673… |
| Decision Notice - Quanto Strategic Currency Fund Ltd. (2018-05-01) | Issued 2018-05-01 | This is a Decision Notice issued by CIMA recording the cancellation of the mutual fund licence held by Quanto Strategic Currency Fund Ltd. (Lic. #6015). I… |
| Decision Notice - Radmak International Incorporated Ltd (2017-01-27) | Issued 2017-10-17 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) revoking the Insurance Broker License of Radmak International Incorporate… |
| Decision Notice - Registration Cancelled for 12 Peers Capital Markets, Ltd (2023-08-16) | Issued 2023-08-16 | This is a Decision Notice extract published by CIMA disclosing that it has cancelled the securities registration of 12 Peers Capital Markets, Ltd, followi… |
| Decision Notice - Robert Neil Aspinall (2017-10-17) | Issued 2017-10-17 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) publicly disclosing an enforcement action taken against a named individua… |
| Decision Notice - Roland Kaehler (Cancellation) (2019-10-29) | Issued 2019-10-29 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of a named individual, Mr. Roland Frederick Kaehler… |
| Decision Notice - Ryan Kim Ashley Bateman (2017-10-17) | Issued 2017-10-17 | This is a Decision Notice published by CIMA documenting an enforcement action taken against a named individual, Mr. Ryan Kim Ashley Bateman, who served as… |
| Decision Notice - Securities - Registered Person Registration Cancelled for CCAM Co. Ltd (2025-06-04) | Issued 2025-06-04 | This is a Decision Notice from CIMA cancelling the registration of CCAM Co. Ltd as a Securities - Registered Person under the Securities Investment Busine… |
| Decision Notice - Securities Registration Cancelled for Blue Ravine Capital Limited (2026-06-05) | Issued 2026-06-05 | This is a Decision Notice issued by CIMA announcing that it has cancelled the Securities - Registered Person registration of Blue Ravine Capital Limited (… |
| Decision Notice - Securities Registration Cancelled for Canterbury Securities Ltd. (2026-06-09) | Issued 2026-06-09 | This is a Decision Notice extract published by CIMA confirming that it has cancelled the registration of Canterbury Securities Ltd. (Reg. #1593782) as a S… |
| Decision Notice - Securities Registration Cancelled for Jolly Capital Limited (2023-11-27) | Issued 2023-11-27 | This is a Decision Notice issued by CIMA cancelling the Securities Investment Business registration of Jolly Capital Limited (Registrant #1599710), effect… |
| Decision Notice - Securities Registration Cancelled for RC Advisory Limited (2026-06-04) | Issued 2026-06-04 | This is a Decision Notice published by CIMA announcing that it has cancelled the Securities Investment Business Act registration of RC Advisory Limited (R… |
| Decision Notice - Securities Registration Cancelled for RSIF Management Limited (2026-06-04) | Issued 2026-06-04 | This is a Decision Notice issued by CIMA cancelling the registration of RSIF Management Limited as a Securities Registered Person under the Securities Inv… |
| Decision Notice - Securities Registration Cancelled for Seneca House Fund Management (2025-03-25) | Issued 2025-03-25 | This is a Decision Notice published by CIMA confirming that it has cancelled the registration of Seneca House Fund Management (Registration #1606754) as a… |
| Decision Notice - Securities Registration Cancelled for VIA Asset Management (2023-10-20) | Issued 2023-10-20 | This is a Decision Notice published by CIMA disclosing that it has cancelled the securities registration of VIA Asset Management Limited (Reg. #1601526) u… |
| Decision Notice - Securities Registration Cancelled for Valor Capital (2024-02-21) | Issued 2024-02-21 | This is a Decision Notice published by CIMA disclosing that it has cancelled the Securities - Registered Person registration of Valor Capital (Req. #15985… |
| Decision Notice - Seed Special Opportunities Fund (2018-12-19) | Issued 2018-12-19 | This is a Decision Notice issued by CIMA cancelling the mutual fund registration of Seed Special Opportunities Fund (Reg. #16304) under section 30(3)(a) o… |
| Decision Notice - Stefan He Qin (2022-12-28) | Issued 2022-12-28 | This is a Decision Notice published by CIMA disclosing that it has cancelled the director registration of Mr. Stefan He Qin under section 25(2)(a) of the… |
| Decision Notice - Suspension of John David Geraci (2019-01-31) | Issued 2019-01-31 | This is a Decision Notice issued by CIMA announcing the suspension of the director registration of Mr. John David Geraci under the Directors Registration… |
| Decision Notice - Suspension of Oliver-Barret Lindsay (2019-01-31) | Issued 2019-01-31 | This is a Decision Notice published by the Cayman Islands Monetary Authority (CIMA) announcing that it has suspended the director registration of Mr. Oliv… |
| Decision Notice - Suspension of Roland Frederick Kaehler (2019-06-14) | Issued 2019-06-14 | This is a Decision Notice published by CIMA disclosing that it has suspended the director registration of Mr. Roland Fredrick Kaehler under the Directors… |
| Decision Notice - The Cubex Investment Fund, Ltd. (2016-11-10) | Issued 2017-10-17 | This is a Decision Notice issued by CIMA cancelling the mutual fund registration of The Cubex Investment Fund, Ltd (In Controllership), addressed to its d… |
| Decision Notice - The RDI Company Ltd (2022-03-28) | Issued 2022-03-28 | This is a Decision Notice issued by CIMA against The RDI Company Ltd (Licence No. 1343635), a licensee under the Companies Management Act (2021 Revision).… |
| Decision Notice - Titan Asia Volatility Fund Ltd. and Titan Asia Volatility Fund L.P. (2017-11-03) | Issued 2018-03-15 | This is a Decision Notice issued by CIMA cancelling the mutual fund registrations of Titan Asia Volatility Fund Ltd. and Titan Asia Volatility Fund L.P. f… |
| Decision Notice - Titan Global Return Fund Offshore Ltd. and Titan Global Return Fund L.P. (2017-11-03) | Issued 2018-03-15 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) cancelling the mutual fund registrations of Titan Global Return Fund Offs… |
| Decision Notice - Titan Volatility Fund Offshore Ltd. and Titan Volatility Fund L.P. (2017-11-03) | Issued 2018-03-15 | This is a Decision Notice issued by CIMA against Titan Volatility Fund Offshore Ltd. (Reg. #4401) and Titan Volatility Fund L.P. (Reg. #4409), acting thro… |
| Decision Notice - Traded Life Policies Fund (Reg. #899253) - Mutual Fund Registration Cancelled (2025-12-10) | Issued 2025-12-10 | This is a Decision Notice published by CIMA announcing that it has cancelled the mutual fund registration of Traded Life Policies Fund (Reg. #899253), whi… |
| Decision Notice - Upper Canada Securities Ltd. (2018-12-07) | Issued 2019-01-31 | This is a Decision Notice issued by the Cayman Islands Monetary Authority (CIMA) revoking the Restricted Mutual Fund Administrators licence of Upper Canad… |
| Decision Notice - VQR Multistrategy Fund LP. and VQR Multistrategy Cayman Feeder Fund Ltd. (2022-12-28) | Issued 2022-12-28 | This is a Decision Notice from CIMA confirming cancellation of the mutual fund registrations of VQR Multistrategy Fund LP and VQR Multistrategy Cayman Fee… |
| Decision Notice - Virgil Sigma Fund, LP (2022-12-28) | Issued 2022-12-28 | This is a Decision Notice published by CIMA disclosing that it has cancelled the mutual fund registration of Virgil Sigma Fund, LP (Reg. #1468375), a fund… |
| Director Budiman Effendi Warned for Fitness and Propriety Concerns (2025-02-28) | Issued 2025-02-28 | This is a Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to Mr. Budiman Effendi, a director registered under the Directors Registra… |
| Director Ling Zhang Warned for Failure to Provide Prescribed Information & Pay Annual Fee (2023-09-11) | Issued 2023-09-11 | This is a CIMA warning notice addressed to Mr. Ling Zhang, an individual registered as a director under the Directors Registration and Licensing Act, 2014… |
| Director Registration and Licensing Bill FAQs (2017-10-17) | Issued 2017-10-17 | This is a CIMA general industry notice from October 2017 presenting Frequently Asked Questions on the Directors Registration and Licensing Law, 2014 (DRLL… |
| Directors Registration and Licensing Law 2014 (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice issued by the Cayman Islands Monetary Authority (CIMA) concerning the Directors Registration and Licensing Law, 2014. It… |
| Do Not Respond to Emails Requesting Personal Bank Information (2017-10-17) | Issued 2017-10-17 | This is a short public-awareness notice issued by the Cayman Islands Monetary Authority (CIMA) in October 2017, warning the general public about phishing… |
| Don't Be Fooled by Counterfeit Money (2017-10-17) | Issued 2017-10-17 | This is a public awareness notice issued by the Cayman Islands Monetary Authority (CIMA) in October 2017 (referencing an original incident from May 2010)… |
| E-Reporting Portal Closed (2017-10-17) | Issued 2017-10-17 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) announcing that its E-Reporting Portal has been temporarily closed for f… |
| EReporting Notice - Audit Requirements and Filings: Regulated Funds FAQs (2019-06-17) | Issued 2019-06-17 | This is a CIMA notice published as a set of Frequently Asked Questions (FAQs) clarifying audit requirements and filing procedures for regulated funds unde… |
| Electronic Submission of Applications for Audit Waivers for Regulated Mutual and Private Funds (2024-05-02) | Issued 2024-05-02 | This is a general industry notice from the Cayman Islands Monetary Authority (CIMA) announcing a procedural change to how Audit Waiver applications for re… |
| Electronic Submission of De-registration Applications for Regulated Mutual Funds (2020-10-19) | Issued 2020-10-19 | This is a General Industry Notice issued by CIMA on 19 October 2020 announcing a procedural change to how de-registration applications for regulated mutua… |
| Enhancement of Fee Notification (2017-10-17) | Issued 2017-10-17 | This is a general industry notice from CIMA, published 17 October 2017, describing internal administrative improvements to two of its processes rather tha… |
| Erratum - Companies Act (2026 Revision) (E2 of 2026) | Issued | This is a formal erratum notice issued by the Cayman Islands government correcting a printing error in the Companies Act (2026 Revision). The error was in… |
| Extension for Audited Financial Statements and Fund Annual Return Form for Mutual Funds (2020-10-16) | Issued 2020-10-16 | This is a CIMA general industry notice announcing a procedural change to how mutual funds request extensions for filing audited financial statements and t… |
| Extension of Deadline for Climate Change and Environmental-Related Risks Survey (2024-03-07) | Issued 2024-03-07 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing an extension to the deadline for its Climate Change and Environmental-… |
| Extension of Filing Deadline for MFAs (2019-12-12) | Issued 2019-12-12 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing an extension of the filing deadline for two AML/CFT reporting forms re… |
| Extension of Penalties Application for Revised Fund Fees (2026-02-13) | Issued 2026-02-13 | This is a short CIMA general industry notice extending, for a second time, the deadline for regulated mutual funds and private funds to pay the incrementa… |
| Extension of Transition Period Under the Insurance Law 2010 (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice issued by the Cayman Islands Monetary Authority (CIMA) announcing an extension of the transition period under the Insura… |
| FAQs for Filing of REEFS Forms for AML Officers to Funds (2019-02-01) | Issued 2019-02-01 | This is a CIMA general industry notice published as a set of Frequently Asked Questions (FAQs) explaining the practical mechanics of notifying the Authori… |
| FAR Filing Reporting Portal Now Open (2017-10-17) | Issued 2017-10-17 | This is a short general industry notice from CIMA announcing that its REEFS Portal (https://reefs.cimaconnect.com) is now open for the electronic filing o… |
| FAR Filings for Private Funds (2021-07-01) | Issued 2021-07-01 | This is a short general industry notice from the Cayman Islands Monetary Authority (CIMA) announcing the availability of the Financial Annual Return (FAR)… |
| FGI Radius Fund (2019-02-01) | Issued 2019-02-01 | This is a warning notice issued by the Cayman Islands Monetary Authority (CIMA) to Intertrust Corporate Services (Cayman) Limited, in its capacity as trus… |
| Filing Deadline Extended for Funds Due to System Issues (2025-07-01) | Issued 2025-07-01 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) addressing technical problems with its REEFS Portal that affected funds trying to… |
| Filing of Audited Financial Statements and Fund Annual Return Form for Funds (2023-09-01) | Issued 2023-09-01 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) addressing a technical system issue that affected the filing of audited… |
| FinCEN Advisory for US Financial Institutions (2017-11-03) | Issued 2017-11-03 | This is a short notice published by the Cayman Islands Monetary Authority (CIMA) on 3 November 2017 that flags a U.S. advisory to the local banking indust… |
| Foreign Bank Accounts (2017-10-17) | Issued 2017-10-17 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017 warning about fraudulent emails being sent to clients of… |
| Fraud Alert: TrustFinance Not Authorised by CIMA (2025-08-15) | Issued 2025-08-15 | This is a public fraud alert issued by the Cayman Islands Monetary Authority (CIMA) warning that an entity called "TrustFinance" is falsely claiming, via… |
| Fraudulent Due Diligence Email (2020-06-02) | Issued 2020-06-02 | This is a public alert issued by CIMA warning that a fraudulent email purporting to be from the Authority was being circulated. The email, sent from the a… |
| Fraudulent Email - April 2016 (2017-10-17) | Issued 2017-10-17 | This is a short public alert issued by the Cayman Islands Monetary Authority (CIMA) warning that a fraudulent email, purporting to come from CIMA and refe… |
| Fraudulent Email - October 2016 (2017-10-17) | Issued 2017-10-17 | This is a public alert issued by the Cayman Islands Monetary Authority (CIMA) warning of a fraudulent email circulating in October 2016. The email, with t… |
| Fraudulent Message Initiating Transactions with Pull Transfer (2025-01-17) | Issued 2025-01-17 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) warning of an ongoing phishing scam. Fraudulent WhatsApp messages and email… |
| Fraudulent Phishing Correspondence (2024-08-12) | Issued 2024-08-12 | This is a public alert issued by the Cayman Islands Monetary Authority (CIMA) warning that fraudulent phishing emails impersonating CIMA are circulating.… |
| Fraudulent Phishing Email (2024-05-09) | Issued 2024-05-09 | This is a public alert issued by the Cayman Islands Monetary Authority (CIMA) warning that a phishing email impersonating CIMA is circulating. The fraudul… |
| Fraudulent Phishing Email (2024-10-30) | Issued 2024-10-30 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) alerting the public to a phishing scam in which fraudulent emails purportin… |
| Fraudulent Phishing Email (2024-11-19) | Issued 2024-11-19 | This is a public alert issued by the Cayman Islands Monetary Authority (CIMA) warning of an ongoing phishing campaign in which scammers send fraudulent em… |
| Fraudulent YouTube Video (2018-05-23) | Issued 2018-05-23 | This is a public fraud alert issued by the Cayman Islands Monetary Authority (CIMA) warning about a fraudulent YouTube video circulating under the title "… |
| Fund Annual Return Filing Fees (2017-10-17) | Issued 2017-10-17 | This is a general industry notice from CIMA reminding regulated mutual funds of the fee payable for filing a Fund Annual Return (FAR). It explains that si… |
| Fund Registration FAQs (2019-09-04) | Issued 2019-09-04 | This is a Cayman Islands Monetary Authority (CIMA) general industry notice from September 2019 answering frequently asked questions about the process for… |
| Funds Registration Notice (Interim Measures) (2020-02-20) | Issued 2020-02-20 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) explaining a temporary process for registering certain mutual funds that… |
| Gate.io and Gate Global Corp Not Registered With CIMA (2025-04-11) | Issued 2025-04-11 | This is a public investor-warning notice issued by CIMA on 11 April 2025 clarifying that Gate.io and Gate Global Corp are not, and have never been, regist… |
| General Licence Under Russian Sanctions Issued (2022-10-05) | Issued 2022-10-05 | This CIMA notice announces that on 4 October 2022 the Governor of the Cayman Islands issued General Licence GL/2022/0001 under the Russia sanctions regime… |
| Global Fidelity Bank, Ltd. (In Official Liquidation) - Licence Revoked (2021-07-23) | Issued 2021-07-23 | This is a public enforcement notice from CIMA announcing that it has revoked the Category B Banking Licence of Global Fidelity Bank, Ltd. under section 18… |
| Global Securities Capital Fund (2018-04-05) | Issued 2018-06-15 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to Ignacio Gonzalez, director of the Global Securities Capital Fund… |
| Government Fee Increases for Financial Services Effective 1 January 2026 (2025-12-31) | Issued 2025-12-31 | This is a general industry notice from the Cayman Islands Monetary Authority (CIMA) announcing a series of legislative amendments that increase government… |
| Greenhouse Offshore Fund (2018-06-29) | Issued 2018-06-29 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) on 28 June 2018 concerning the Greenhouse Offshore Fund (Registrati… |
| Hurricane Irma – Business Continuity /Disaster Recovery (2017-10-17) | Issued 2017-10-17 | This is a general industry notice issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017, shortly after Hurricane Irma caused significa… |
| Implementation of Updated Mutual Fund and Private Fund De-Registration Forms (2025-11-14) | Issued 2025-11-14 | This is a General Industry Notice from CIMA reminding regulated funds and their operators that updated de-registration forms for mutual funds and private… |
| Important Sales Policy Update for Commemorative $70 Banknote (2023-12-21) | Issued 2023-12-21 | This is a short public notice from the Cayman Islands Monetary Authority (CIMA) announcing a change to its sales policy for the commemorative $70 banknote… |
| Industry Notice - AML/CFT Reporting Forms for MFAs (2019-11-21) | Issued 2019-11-21 | This is a CIMA industry notice announcing the introduction of new AML/CFT reporting forms specifically for Licensed Mutual Fund Administrators (MFAs). The… |
| Industry Notice - Dissemination of Targeted Financial Sanctions Designations (2020-02-07) | Issued 2020-02-07 | This is a short CIMA industry notice announcing an administrative service change rather than a new legal requirement: CIMA will begin automatically emaili… |
| Interim HOD to Lead Investments Supervision Division (2022-11-22) | Issued 2022-11-22 | This is a purely informational notice issued by the Cayman Islands Monetary Authority (CIMA) announcing an internal personnel change. CIMA is recruiting f… |
| Jolly Capital Limited in Potential Breach of SIB Act (2023-09-11) | Issued 2023-09-11 | This is a warning notice issued by the Cayman Islands Monetary Authority (CIMA) to Mr. Weizeng Zhang, director of Jolly Capital Limited, a company registe… |
| L.A. Capital Management, Ltd. (2019-05-10) | Issued 2019-05-10 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) against L.A. Capital Management, Ltd. (Reg. #10504), a mutual fund,… |
| Launch of Climate Change and Environmental-Related Risks Survey (2024-02-07) | Issued 2024-02-07 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing that it has launched a survey on climate change and environmental-rela… |
| Launch of LPA Risk Assessment Private Sector Consultation Survey (2025-10-17) | Issued 2025-10-17 | This is a General Industry Notice from CIMA announcing that it is circulating, on behalf of the Cayman Islands Ministry of Financial Services and Commerce… |
| Launch of Prudential Information Survey for Registered Persons (2025-12-31) | Issued 2025-12-31 | This is a CIMA general industry notice announcing the launch of a new Prudential Information Survey (form ADR-046-75-02) that all Registered Persons must… |
| Limited Investor Fund - Audit Requirement (2020-11-26) | Issued 2020-11-26 | This is a CIMA general industry notice dated 26 November 2020 clarifying an existing frequently-asked-question on the audit requirements applicable to Lim… |
| List of Extensions for Filing Regulatory Returns (2020-03-30) | Issued | This is a notice from the Cayman Islands Monetary Authority (CIMA) published on 30 March 2020 that sets out a table of temporary extensions to filing dead… |
| List of Filing Extensions (2020-03-24) | Superseded | This is a March 2020 notice from the Cayman Islands Monetary Authority (CIMA) listing temporary extensions to various regulatory filing deadlines across t… |
| List of Fraudulent Websites | Issued | This is a public advisory notice from CIMA listing entities and websites that use Cayman Islands contact addresses but are not licensed, registered, or in… |
| List of Recognized Overseas Regulatory Authorities under Section 2 of the Securities Investment Business Law (2011 Revision) | Issued | This is a CIMA notice publishing the gazetted list of "Recognized Overseas Regulatory Authorities" for purposes of section 2 of the Securities Investment… |
| MLRO SAR Filing Obligations for SIB Licensees and Registrants (2019-12-18) | Issued 2019-12-18 | This is a general industry notice issued by CIMA's Securities Supervision Division reminding all entities licensed or registered under the Securities Inve… |
| Madbury Lane Advisors Fund No. 3 Warning Notice (2018-08-22) | Issued 2018-08-22 | This is a public warning notice issued by the Cayman Islands Monetary Authority (CIMA) against two specific registered mutual funds, Madbury Lane Advisors… |
| Maldives Asset-Freezing (2018-11-14) | Issued 2018-11-14 | This is a CIMA General Industry Notice, dated 14 November 2018, informing industry of a UK statutory instrument -- the Republic of Maldives (Asset Freezin… |
| Masks Now Mandatory at CIMA (2021-09-10) | Issued 2021-09-10 | This is a short administrative notice from the Cayman Islands Monetary Authority (CIMA) announcing a COVID-19 related workplace/visitor policy change. Fol… |
| Master Funds Registration Form MF4 Issued (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice from CIMA announcing the issuance of Form MF4, the registration form for Master Funds under the Mutual Funds Law. It set… |
| Maxam Absolute Return Fund Limited (2019-02-01) | Issued 2019-02-01 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) against Maxam Absolute Return Fund Limited (Reg. #11505) and its di… |
| Money Services Business - Requirement to be Licensed (2022-12-14) | Issued 2022-12-14 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) reminding businesses and individuals engaged in foreign currency exchange a… |
| Motor & General Insurance Company Limited – Controllership ends and Licence Revoked (2021-02-19) | Issued 2021-02-19 | This is a public enforcement notice from CIMA announcing the conclusion of a controllership over the Cayman Branch of Motor & General Insurance Company Li… |
| Mutual Funds (Amendment) Law 2020 FAQs (2020-03-26) | Issued 2020-03-26 | This is a CIMA industry notice published as FAQs explaining practical requirements under the Mutual Funds (Amendment) Law 2020, which reclassified funds f… |
| Mutual Funds Registrations - New REEFS Form Now Live (2020-10-19) | Issued 2020-10-19 | This is a short CIMA industry notice announcing a procedural change to how Limited Investor Funds are registered. CIMA introduced a new online form (APP-1… |
| Myron Gushlak and Bluewater Partners Not Regulated by CIMA (2017-10-17) | Issued 2017-10-17 | This is a public investor-alert style notice issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017. It informs the public that Mr. Myr… |
| New Funds Laws FAQs Update (2020-04-15) | Issued 2020-04-15 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing that it has published additional frequently asked questions (FAQs) rel… |
| New Insurance Annual Returns Requirements (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017, clarifying the process for licensed insurance… |
| New REEFS FAR Form (2017-10-17) | Issued 2017-10-17 | This is a CIMA general industry notice dated 17 October 2017 announcing the availability of a new Fund Annual Return (FAR) Form in Excel format, together… |
| New Regulatory Measures (2019-04-10) | Issued 2019-04-10 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing that several new regulatory measures were published in the Cayman Isla… |
| New Rule on Regulatory Reporting Standards Issued (2017-10-17) | Issued 2017-10-17 | This is a general industry notice from the Cayman Islands Monetary Authority (CIMA) announcing that it had issued a new rule titled the 'Rule on Regulator… |
| Non-Compliant Directors (2026-08-31) | Issued 2026-08-31 | This is a public warning notice issued by CIMA naming a list of registered directors who have failed to maintain their registration under the Directors Re… |
| Notice - Registering/Licensing as a Regulated Fund FAQs (2019-09-04) | Issued | This is a CIMA notice from 4 September 2019 providing answers to frequently asked questions about registering or licensing a fund as a regulated mutual fu… |
| Notice of Fraudulent Email (2017-10-17) | Issued 2017-10-17 | This is a public alert issued by the Cayman Islands Monetary Authority (CIMA) warning that a fraudulent email is circulating, falsely purporting to be fro… |
| Notice of Upcoming Implementation: VASP Financial Returns Form (2025-11-28) | Issued 2025-11-28 | This is a general industry notice from the Cayman Islands Monetary Authority (CIMA) announcing the release of a new VASP Financial Returns Form within its… |
| Notice to Industry - Reminder: SIBL Excluded Persons - AML/CFT Reporting Forms & Re-registration (2019-08-09) | Issued 2019-08-09 | This is a reminder notice from CIMA to entities registered as "excluded persons" under the Securities Investment Business Law (SIBL EPs) about two related… |
| Notice to Industry - SIBL Excluded Persons - AML/CFT Reporting Forms & Re-registration (2019-06-19) | Issued 2019-06-19 | This is a June 2019 CIMA notice directed at persons registered as "excluded persons" under the Securities Investment Business Law (SIBL EPs), extending a… |
| Notice: Travel Rule Requirements for Virtual Asset Service Providers (2022-02-22) | Issued | This is a CIMA notice announcing that Part XA of the Anti-Money Laundering (Amendment) (No. 2) Regulations, 2020 will come into force on 1 July 2022. Part… |
| Observations and Changes for REEFS Investment Strategy Selections (2023-11-08) | Issued 2023-11-08 | This is a CIMA general industry notice announcing changes to the drop-down list of "Investment Strategy" categories used in the REEFS portal for regulated… |
| One-time Non-Compliant Directors' Amnesty Scheme Now Closed (2025-10-16) | Issued 2025-10-16 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing that the one-time Non-Compliant Directors' Amnesty Scheme, which allow… |
| OneTRADEx Ltd. – In Official Liquidation (2024-10-31) | Issued 2024-10-31 | This is a public notice from CIMA announcing that OneTRADEx Ltd, a company previously holding a Full Securities License, has been placed into official liq… |
| Online Funds and Securities Forms Now Available (2017-10-03) | Issued 2017-10-03 | This is a general industry notice from CIMA announcing that a range of funds and securities-related application, change request, and other forms are now a… |
| Overseas Sale of CI Currency Temporarily Suspended (2021-03-18) | Issued 2021-03-18 | This is a short public notice issued by the Cayman Islands Monetary Authority (CIMA) on 18 March 2021 announcing that it will temporarily stop processing… |
| Phishing Email Alert (2023-10-27) | Issued 2023-10-27 | This is a public alert issued by the Cayman Islands Monetary Authority (CIMA) on 27 October 2023 warning that a phishing email impersonating CIMA is circu… |
| Phishing Email Impersonating CIMA Official (2026-09-11) | Issued 2026-09-11 | This is a public notice from CIMA warning that a phishing campaign is impersonating the Authority's Chief Operating Officer, Mr. Patrick Bodden, in fraudu… |
| Pooling of Monetary Resources (2017-10-17) | Issued 2017-10-17 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) reminding the public that pooling monies together for the purpose of remitt… |
| Pooling of Monies for Remittance (2017-10-17) | Issued 2017-10-17 | This is a short public notice issued by the Cayman Islands Monetary Authority (CIMA) reminding the public that the practice of pooling monies for the purp… |
| Premier Assurance Group SPC Ltd - Provisional Liquidation (2020-10-28) | Issued 2020-10-28 | This is a public enforcement notice from CIMA announcing that Premier Assurance Group SPC Ltd was placed into provisional liquidation on 27 October 2020.… |
| Premier Assurance Group SPC Ltd. – In Official Liquidation (2021-05-05) | Issued 2021-05-05 | This is a public enforcement notice from CIMA announcing that Premier Assurance Group SPC Ltd. was placed into official liquidation and that its insurance… |
| Private Fund Audit Requirement (2021-04-19) | Issued 2021-04-19 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) updating private funds on the status of the Private Fund Annual Return (… |
| Private Fund Audit Requirement - Extension (2021-09-10) | Issued 2021-09-10 | This is a short notice from CIMA extending a filing deadline for certain private fund forms. It advises that the due date for the Private Fund FAR (form P… |
| Private Fund SP Fees to be Returned (2023-03-22) | Issued 2023-03-22 | This is a short industry notice issued by the Cayman Islands Monetary Authority (CIMA) on 22 March 2023, announcing a change to how it collects annual reg… |
| Private Funds & Mutual Funds - Regulatory Rule Segregation of Assets FAQs (2020-07-21) | Issued 2020-07-21 | This is a short CIMA notice from July 2020 announcing an update to its Frequently Asked Questions (FAQs) relating to the Regulatory Rules on Segregation o… |
| Private Funds - Updated Fund Annual Return Form (2022-02-16) | Issued 2022-02-16 | This is a short industry notice from CIMA announcing that it is updating the Fund Annual Return (FAR) form used by private funds when submitting their aud… |
| Private Funds Law 2020 FAQs (2020-03-03) | Issued 2020-03-03 | This is a March 2020 CIMA general industry notice presenting Frequently Asked Questions (FAQs) about the Private Funds Law, 2020 (PFL). It is guidance exp… |
| Private Funds Law FAQs Update - AIVs Registration and Audit Requirements (2020-08-12) | Issued 2020-08-12 | This is a CIMA general industry notice from 12 August 2020 updating the Private Funds Law FAQs, specifically addressing Alternative Investment Vehicles (A… |
| Private Funds Law FAQs Update - Audit Requirements (2020-07-22) | Issued 2020-07-22 | This is a CIMA general industry notice from 22 July 2020 that updates one of the frequently asked questions (FAQs) accompanying the Private Funds Law (PFL… |
| Procedures for Mutual Fund Administrators Licence (2018-11-29) | Issued 2018-11-29 | This is a General Industry Notice issued by the Cayman Islands Monetary Authority (CIMA) on 29 November 2018 explaining the procedure for obtaining a Mutu… |
| Provisional Liquidation - ONETRADEX LTD (2019-10-29) | Issued 2019-10-29 | This is a short public enforcement notice from CIMA informing the public that ONETRADEX LTD has been placed into provisional liquidation. It is purely inf… |
| Public Cautioned Against Crypto Scams and Financial Fraud (2025-02-13) | Issued 2025-02-13 | This is a public caution notice issued by the Cayman Islands Monetary Authority (CIMA) on 13 February 2025, warning members of the public about crypto sca… |
| Public Warned Against Online Trading Scams (2022-05-12) | Issued 2022-05-12 | This is a public notice issued by the Cayman Islands Monetary Authority (CIMA) warning members of the public about online trading scams involving fraudule… |
| Queen's Platinum Jubilee Coins Restocked (2022-12-19) | Issued 2022-12-19 | This is a public notice from the Cayman Islands Monetary Authority (CIMA) announcing that Queen's Platinum Jubilee commemorative coins have been restocked… |
| RC Advisory Limited in Potential Breach of SIB Act (2026-01-13) | Issued 2026-01-13 | This is a Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to Mr. Dmitriy Xenofontov, sole director of RC Advisory Limited, a Securit… |
| REEFS Fact Sheet (2017-10-17) | Issued 2017-10-17 | This document is a general industry notice from CIMA in the form of a Q&A fact sheet describing REEFS (Regulatory Enhanced Electronic Forms Submission), a… |
| RSIF Management Limited in Potential Breach of SIB Act (2026-01-13) | Issued 2026-01-13 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) against RSIF Management Limited (Reg. #1604002), a Registered Perso… |
| Re-registration as a Registered Person – Requirement for Two Directors (2019-08-20) | Issued 2019-08-20 | This is a 2019 general industry notice from CIMA's Securities Supervision Division addressing companies registered as "excluded persons" under the Securit… |
| Regulated Entities Search Function Update (2024-09-27) | Issued 2024-09-27 | This is a short administrative notice published by the Cayman Islands Monetary Authority (CIMA) on 27 September 2024, informing website users that the 'Re… |
| Regulatory Aid for Banking Industry (2020-04-01) | Issued 2020-04-01 | This is a short notice issued by the Cayman Islands Monetary Authority (CIMA) on 1 April 2020, during the early stages of the COVID-19 pandemic, offering… |
| Regulatory Filing Extensions Update (2020-03-30) | Issued 2020-03-30 | This is a short follow-up notice from CIMA, dated 30 March 2020, building on an earlier notice issued 25 March 2020 about COVID-19-related regulatory fili… |
| Regulatory Handbook Appendices (2017-10-17) | Issued 2017-10-17 | This is a short general industry notice from CIMA announcing an update to the Appendices section of its Regulatory Handbook. The key change is the introdu… |
| Reinsurance Company Engaging in Business Without Proper Authorisation (2017-10-17) | Issued 2017-10-17 | This is a public warning notice issued by the Cayman Islands Monetary Authority (CIMA) alerting the public and industry that JPJ Reinsurance Company SPC,… |
| Related Fund Entity Filings for Private Funds (2021-09-01) | Issued 2021-09-01 | This is a general industry notice from the Cayman Islands Monetary Authority (CIMA) announcing the release of the Private Funds Related Fund Entity (RFE)… |
| Reminder of Travel Rule Requirements for VASPs (2022-03-23) | Issued 2022-03-23 | This is a short reminder notice from the Cayman Islands Monetary Authority (CIMA) directed at virtual asset service providers (VASPs), reiterating obligat… |
| Reproduction and Use of Images of Cayman Islands Currency (2025-12-23) | Issued 2025-12-23 | This is a public notice from the Cayman Islands Monetary Authority (CIMA) reminding the general public, vendors, businesses, advertisers, and media outlet… |
| Revised REEFS FAR Form (2017-10-17) | Issued 2017-10-17 | This is a short industry notice from CIMA's Investments and Securities Division announcing that the Fund Annual Return (FAR) form has been revised so it c… |
| Revisions to Fees Payable by Regulated Mutual Funds and Regulated Private Funds (2026-02-04) | Issued 2026-02-04 | This is a CIMA general industry notice explaining how recently approved Cayman Islands Government fee increases apply to the Annual Return Fee and sub-fun… |
| Revisions to Regulatory Handbook & Enforcement Manual (2025-07-02) | Issued 2025-07-02 | This is a General Industry Notice from the Cayman Islands Monetary Authority (CIMA) announcing that it has revised two internal governance documents: Volu… |
| Rule on Regulatory Reporting Standards Deferred (2017-10-17) | Issued 2017-10-17 | This is a brief notice from the Cayman Islands Monetary Authority (CIMA) announcing that it has decided to defer implementation of its 'Rule on Regulatory… |
| Russia Crimea and Sevastopol (Sanctions) (Overseas Territories) (Amendment) Order 2014 (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice issued by CIMA on 17 October 2017 informing the Cayman Islands financial industry about a UK statutory instrument, the R… |
| Russia Crimea and Sevastopol (Sanctions) (Overseas Territories) Order 2014 (2017-10-17) | Issued 2017-10-17 | This is a CIMA general industry notice, dated 17 October 2017, informing Cayman Islands regulated entities about the UK's Russia, Crimea and Sevastopol (S… |
| SIBL Excluded Persons Risk Assessment (2020-03-06) | Issued 2020-03-06 | This is a General Industry Notice issued by CIMA on 6 March 2020 communicating the results of a national risk assessment of Excluded Persons registered un… |
| Safe Care Financial Ltd Not Regulated by CIMA (2017-10-17) | Issued 2017-10-17 | This is a public warning notice issued by the Cayman Islands Monetary Authority (CIMA) alerting the public that Safe Care Financial Ltd. is not licensed b… |
| Sanctions Orders (2017-10-17) | Issued 2017-10-17 | This is a short general industry notice from CIMA announcing that it has updated the list of international Sanctions Orders applicable in the Cayman Islan… |
| Scam Warning - Cayman Islands Account Holders Update Email Not From CIMA (2017-10-17) | Issued 2017-10-17 | This is a public scam warning issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017. It alerts licensees, registrants and the general… |
| Statement - Delegation of AML CFT Obligations (2017-10-17) | Issued 2017-10-17 | This is a public statement issued by the Cayman Islands Monetary Authority (CIMA) in October 2017 clarifying how Section 3.62 of the Guidance Notes on the… |
| Statement by the Board of Directors of the Cayman Islands Monetary Authority (2017-10-17) | Issued 2017-10-17 | This is a public statement issued by the Board of Directors of the Cayman Islands Monetary Authority (CIMA) on 17 October 2017, providing an update on int… |
| Statement on AIFMD (2017-10-17) | Issued 2017-10-17 | This is a short informational notice from CIMA, dated 17 October 2017, describing a 2013 legislative amendment that allows CIMA to enter into memoranda of… |
| Statement on AIFMD Passporting Regime (2017-10-17) | Issued 2017-10-17 | This is an informational notice issued by CIMA in October 2017 (though the body text references events from 2014-2015) updating the industry on the status… |
| Statement on Cayman National Entities Settlement (2017-10-17) | Issued 2017-10-17 | This is a short public statement issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017 addressing a US$6 million settlement reached be… |
| Statement on Indictment of FIFA Officials (2017-10-17) | Issued 2017-10-17 | This is a brief public statement issued by the Cayman Islands Monetary Authority (CIMA) on 17 October 2017 in response to media coverage of criminal alleg… |
| Statement on Silicon Valley Bank (2023-03-15) | Issued 2023-03-15 | This is a short public notice issued by the Cayman Islands Monetary Authority (CIMA) on 15 March 2023 in response to the collapse of Silicon Valley Bank (… |
| Struck and Dissolved Entities (2025-07-25) | Issued 2025-07-25 | This is a public notice from CIMA listing mutual funds and private funds that failed to meet the Authority's termination requirements and have, effective… |
| Struck or Dissolved Entities (2019-10-07) | Issued 2019-10-07 | This is a public notice from the Cayman Islands Monetary Authority (CIMA) confirming that a large number of mutual funds and one Securities Investment Bus… |
| Struck or Dissolved Entities (2021-03-10) | Issued 2021-03-10 | This is a public enforcement notice from CIMA listing entities that were struck off the Cayman Islands Companies Register and, as a result, have had their… |
| Struck or Dissolved Entities (2023-03-15) | Issued 2023-03-15 | This is a CIMA general notice listing registered mutual funds and related entities that failed to meet the Authority's termination requirements and have b… |
| Surrender of Director Registration or Professional Director Licence (2021-01-20) | Issued 2021-01-20 | This is a general industry notice from CIMA reminding registered directors, professional directors, and corporate directors of their ongoing obligations u… |
| Targeted Financial Sanctions - Russia and Belarus (2022-03-16) | Issued 2022-03-16 | This is a general industry notice issued by the Cayman Islands Monetary Authority on 16 March 2022, alerting financial service providers (FSPs) and virtua… |
| Termination of Mutual Funds on or prior to 31 December 2020 (2020-12-15) | Issued 2020-12-15 | This is a General Industry Notice issued by CIMA on 15 December 2020, providing a temporary accommodation for mutual funds seeking to terminate and de-reg… |
| Termination of Regulated Funds - Apr 2017 (2017-10-17) | Issued 2017-10-17 | This is a general industry notice issued by CIMA in October 2017 giving practical guidance to regulated mutual funds that want to terminate their registra… |
| Termination of Struck or Dissolved Entities (2017-10-17) | Issued 2017-10-17 | This is a public enforcement notice in which CIMA lists mutual funds and one mutual fund administrator that failed to satisfy the Authority's termination… |
| Termination of Struck or Dissolved Entities (2023-12-11) | Issued 2023-12-11 | This is a CIMA enforcement notice publishing a list of Cayman Islands funds and one registered person that failed to satisfy the Authority's termination r… |
| Termination of Struck or Dissolved Entities (2024-04-18) | Issued 2024-04-18 | This is a public notice from the Cayman Islands Monetary Authority listing entities that failed to satisfy CIMA's termination requirements and, effective… |
| Termination of Struck or Dissolved Entities (2024-12-13) | Issued 2024-12-13 | This is a public notice from CIMA listing private funds, registered mutual funds, master funds, limited investor funds and one licensed mutual fund that f… |
| Termination of Struck or Dissolved Entities (2025-11-12) | Issued 2025-11-12 | This is a public notice from CIMA listing regulated entities that failed to complete the required termination process and have consequently been removed f… |
| Termination of Struck or Dissolved Entities (2026-04-17) | Issued 2026-04-17 | This is a CIMA enforcement notice listing mutual funds and private funds that failed to satisfy the Authority's termination requirements and have, effecti… |
| Termination of Struck or Dissolved Entities (2026-06-05) | Issued 2026-06-05 | This is a public notice from CIMA listing specific investment funds and private funds that failed to meet the Authority's termination requirements. Becaus… |
| Termination of Struck or Dissolved Entities (2026-08-28) | Issued 2026-08-28 | This is a CIMA enforcement notice listing entities that failed to meet the Authority's termination requirements. Effective 28 August 2026, these entities… |
| Termination of Struck or Dissolved Insurance Entities (2018-02-28) | Issued 2018-02-28 | This is a public notice from CIMA announcing that several named Class B insurers and insurance brokers have been removed from the Authority's register, ef… |
| Termination of Struck or Dissolved Insurance Entities (2019-10-15) | Issued 2019-10-15 | This is a public enforcement notice from CIMA announcing that three named Class B Insurers were removed from the Authority's register of licensed insurers… |
| Termination of Struck or Dissolved Insurance Entities (2020-12-16) | Issued 2020-12-16 | This is a public enforcement notice from CIMA identifying four Class B insurers that were removed from the Authority's register effective 16 December 2020… |
| Termination of Struck or Dissolved Investment Entities (2018-03-15) | Issued 2018-03-15 | This is a notice from CIMA identifying specific mutual funds, mutual fund administrators, and one securities investment business (SIBL) licensee that fail… |
| Termination of Struck or Dissolved Investments Entities (2020-04-14) | Issued 2020-04-14 | This is a public enforcement notice in which CIMA identifies a list of mutual funds that failed to satisfy the Authority's termination requirements after… |
| Terrorist Financing National Risk Assessment (2020-03-13) | Issued 2020-03-13 | This is a general industry notice from CIMA announcing the publication of the Cayman Islands Terrorist Financing (TF) National Risk Assessment, prepared o… |
| The Appointment, Duties and Responsibilities of Anti-Money Laundering Officers (2021-06-07) | Issued 2021-06-07 | This is a General Industry Notice issued by the Cayman Islands Monetary Authority (CIMA) reminding all Licensees and Registrants carrying out relevant fin… |
| The Sudan (Sanctions) (Overseas Territories) Order 2014 (2017-10-17) | Issued 2017-10-17 | This is a general industry notice issued by CIMA informing the Cayman Islands regulated community about the UK's Sudan (Sanctions) (Overseas Territories)… |
| The United Nations Sanctions (Revocations) Order 2014 (2017-10-17) | Issued 2017-10-17 | This is a General Industry Notice issued by the Cayman Islands Monetary Authority (CIMA) informing regulated entities that the UK's United Nations Sanctio… |
| The Venezuela (Sanctions) (Overseas Territories) Order 2018 (2018-05-22) | Issued 2018-05-22 | This is a CIMA general industry notice informing regulated entities that the UK's Venezuela (Sanctions) (Overseas Territories) Order 2018 (SI 2018 No. 179… |
| Titan Asia Volatility Fund Ltd. and Titan Asia Volatility Fund L.P. (2017-09-12) | Issued 2018-03-15 | This is a public warning notice issued by CIMA against two specific regulated mutual funds, Titan Asia Volatility Fund Ltd. and Titan Asia Volatility Fund… |
| Titan Global Return Fund Offshore Ltd. and Titan Global Return Fund L.P. (2017-09-12) | Issued 2018-03-15 | This is a Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) on 12 September 2017 to Russell Abrams, as operator of Titan Global Return… |
| Travel Rule Requirements for VASP (2022-02-22) | Issued 2022-02-22 | This is a General Industry Notice from the Cayman Islands Monetary Authority (CIMA) advising that Part XA of the Anti-Money Laundering (Amendment) (No. 2)… |
| UN Security Council Resolution 1970 (2011) - Libya (2017-10-17) | Issued 2017-10-17 | This is a general industry notice issued by the Cayman Islands Monetary Authority (CIMA) reproducing the full text of United Nations Security Council Reso… |
| Upcoming Cayman Islands Virtual Assets Sector Survey – National Risk Assessment 2025-26 (2025-10-17) | Issued 2025-10-17 | This is a General Industry Notice from CIMA announcing a Virtual Assets Sector Survey being conducted jointly with the Office for Strategic Action on Illi… |
| Upcoming updates to Mutual Fund and Private Fund De-Registration Forms (2025-11-03) | Issued 2025-11-03 | This is a CIMA general industry notice announcing changes to the forms used in the REEFS portal to de-register mutual funds and private funds. Effective 8… |
| Update to Cayman Financial Sanctions Regime (2023-05-09) | Issued 2023-05-09 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) informing financial service providers (FSPs) that the sanctions regime currently… |
| Update to VASP Application Form (2025-07-14) | Issued 2025-07-14 | This notice from CIMA informs stakeholders that the Virtual Asset Service Providers (VASP) application form on the REEFS portal has been updated, effectiv… |
| Update to the Virtual Asset Service Provider (VASP) Registration Application Form (2024-12-12) | Issued 2024-12-12 | CIMA has issued a notice announcing an update to the application form used to register Virtual Asset Service Providers (VASPs) via the REEFS portal. The o… |
| Update: AML/CFT Reporting Forms for MFAs (2019-11-28) | Issued 2019-11-28 | This is a short industry notice from CIMA's Investments Supervision Division updating an earlier AML/CFT reporting notice issued on 21 November 2019. It s… |
| Updated CIMA and Registry Fees Now in Effect (2025-01-15) | Issued 2025-01-15 | This is a general industry notice from CIMA announcing that updated government fees for a wide range of regulated entities and registry services came into… |
| Updated Private Fund Audit Waiver Policy (2022-03-16) | Issued 2022-03-16 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) announcing an update to its Regulatory Policy on Exemption from Audit Re… |
| Updated Statement on Silicon Valley Bank (2023-03-31) | Issued 2023-03-31 | This is a short informational notice from the Cayman Islands Monetary Authority (CIMA) providing an update on the situation following the failure of Silic… |
| Updates on 2024 and 2025 Annual Fee Deadlines and Penalties (2025-01-15) | Issued 2025-01-15 | This is a short CIMA industry notice clarifying the payment deadlines and penalty timing for annual fees following fee changes published in the Cayman Isl… |
| VASP 2023 Annual Renewal Fees (2023-02-14) | Issued 2023-02-14 | This is a short industry notice from the Cayman Islands Monetary Authority (CIMA) addressed to all registered virtual asset service providers (VASPs) rega… |
| VASP 2024 Annual Renewal Fees (2023-11-17) | Issued 2023-11-17 | This is a short industry notice from CIMA reminding all registered virtual asset service providers (VASPs) about their 2024 annual renewal fees. CIMA conf… |
| VASP FAQs Update (2022-05-02) | Issued 2022-05-02 | This is a CIMA general industry notice from 2 May 2022 that updates the published FAQs for Virtual Asset Service Provider (VASP) registration/licensing un… |
| VASP Financial Returns Form Now in Effect (2025-12-01) | Issued 2025-12-01 | This is a short notice from the Cayman Islands Monetary Authority (CIMA) announcing that a new standardised VASP Financial Returns Form has gone live in C… |
| VASP Registration Update and Regulatory Developments (2022-02-04) | Issued 2022-02-04 | This is an informational notice from CIMA providing an update on the Virtual Asset Service Provider (VASP) registration process under the Virtual Asset (S… |
| Warning Notice - Ms. Jianxin Yu, Director Registration #2824135 (2023-09-11) | Issued 2023-09-11 | This is an individual enforcement notice issued by the Cayman Islands Monetary Authority (CIMA) against Ms. Jianxin Yu, a director registered under the Di… |
| Warning Notice - Titan Volatility Fund Offshore Ltd. and Titan Volatility Fund L.P. (2017-09-12) | Issued 2018-03-15 | This is a Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to Russell Abrams, in his capacity as operator of Titan Volatility Fund Of… |
| Warning Notice — APAM Protected Asset Management Unit Trust (2019-01-31) | Issued 2019-02-01 | This is a public Warning Notice issued by the Cayman Islands Monetary Authority (CIMA) to Cardinal International Corporation, Ltd., as Trustee of the APAM… |
| Withdrawal of Operator Letters in Lieu of Notarised Affidavits (2025-07-18) | Issued 2025-07-18 | CIMA has announced that it is withdrawing, effective 15 October 2025, the temporary COVID-19 accommodation (originally introduced via a 30 March 2020 noti… |