GFSC
Notice
167 published document(s) from Guernsey Financial Services Commission.
| Citation | Status | Summary |
|---|---|---|
| AI Global Investments (UK) PCC Limited (2024-05-22) | Issued 2024-05-22 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning AI Global Investments (UK) PCC Limited, a genuine G… |
| Ahli United Bank (UK) PLC, Guernsey Branch (2014-10-30) | Issued 2014-10-30 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Ahli United Bank (UK) PLC, Guernsey Branch. It… |
| Artemis Trustees Limited (2026-07-03) | Issued 2026-07-03 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) disclosing enforcement action taken against Artemis Trustees Limite… |
| Blenheim Fiduciary Group Limited (2017-08-25) | Issued 2017-08-25 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) announcing enforcement action against Blenheim Fiduciary Group Limi… |
| Bogus States of Alderney and Guernsey Financial Services Commission document (2009-10-08) | Issued 2009-10-08 | This is a public warning notice issued by the Guernsey Financial Services Commission (note: despite the metadata labelling it Cayman-related, the text its… |
| Bordeaux Services (Guernsey) Limited, Peter Gordon Radford, Neal Anthony Meader, Geoffrey Robert Tostevin (2016-09-07) | Issued 2016-09-07 | This is an amended Public Statement issued by the Guernsey Financial Services Commission (GFSC) following a Royal Court decision that set aside part of an… |
| CL Investing Limited / CL Investing Asset Management Company (2009-09-16) | Issued 2009-09-16 | This is a public investor warning issued by the Guernsey Financial Services Commission concerning CL Investing Limited and CL Investing Asset Management C… |
| CST-Efinancien (2024-06-25) | Issued 2024-06-25 | This is a public warning notice from the Guernsey Financial Services Commission alerting the public that fraudsters are misusing the name and details of C… |
| CWM Cells (2015-03-26) | Issued 2015-03-26 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) alerting the public that certain named entities being marketed… |
| Cannon House Asset (2015-05-11) | Issued 2015-05-11 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting the public that an entity calling itself Cannon House Asset… |
| Capital Solutions Limited, Stillwater Worldwide Limited, Stillwater Investment Enterprise Limited, Philip Anthony John Montague, Terence Joseph Scullion, David John de Carteret (2017-06-14) | Issued 2017-06-14 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) on 14 June 2017 setting out enforcement action taken against Capita… |
| Certes Capital Limited (formerly Marlborough Pension Trustees Limited) ("Certes") (2019-10-18) | Issued 2019-10-18 | This is a public statement issued by the Guernsey Financial Services Commission under section 11C of the Financial Services Commission Law concerning Cert… |
| Chamberlain Heritage Services Limited, Mr Christopher Henry Shaw, Mr John Adam Robilliard, Mr Bruce David McNaught (2023-08-24) | Issued 2023-08-24 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) detailing enforcement action taken against Chamberlain Heritage Ser… |
| Chamberlain Heritage Services Limited, Mrs Deborah Anne Ellis (2023-08-24) | Issued 2023-08-24 | This is a public statement by the Guernsey Financial Services Commission (GFSC) detailing enforcement action taken against Mrs Deborah Anne Ellis, a forme… |
| Channel Island Finance Limited, Scott Greaves Carré and Jason Paul Cook (2025-06-26) | Issued 2025-06-26 | This is a public enforcement statement from the Guernsey Financial Services Commission (GFSC) concerning Channel Island Finance Limited (a lending and loa… |
| Channel Islands Swap Redress Ltd (or Swap Redress Ltd) (2014-08-18) | Issued 2014-08-18 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) alerting the public that Channel Islands Swap Redress Ltd (als… |
| Clifton Consulting Group LLC (2021-04-27) | Issued 2021-04-27 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting the public to an unsolicited approach made to a Guernsey res… |
| Cloning of websites (2012-12-21) | Issued 2012-12-21 | This is a warning notice issued by the Guernsey Financial Services Commission alerting licensees and the public to an increase in cases where genuine webs… |
| Cold Calling (2002-06-01) | Issued 2002-06-01 | This is a 2002 public warning notice from the Guernsey Financial Services Commission alerting Bailiwick residents to the practice of cold calling by inves… |
| Cold Calling Investment Scam (2003-07-22) | Issued 2003-07-22 | This is a public investor warning issued by the Guernsey Financial Services Commission describing a cold calling investment scam affecting local residents… |
| Cold Calling Reminder (2005-12-12) | Issued 2005-12-12 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting Bailiwick residents to unsolicited investment sales calls ('… |
| Crescendo Advisors International Limited, Mr Hamish Jebb Hamilton Few (2022-12-30) | Issued 2022-12-30 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Crescendo Advisors International Limited (an in… |
| Criteria Wealth Management Limited, Mark Peter Penney, Marc Adam Roxby (2020-05-04) | Issued 2020-05-04 | This is a public enforcement statement issued by the Guernsey Financial Services Commission on 4 May 2020 concerning Criteria Wealth Management Limited (C… |
| Crystalix London Limited / Crystalix London Asset Management Company (2009-10-07) | Issued 2009-10-07 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning Crystalix London Limited and Crystalix London Asset… |
| Dan Group Limited (2012-11-27) | Issued 2012-11-27 | This is a public warning notice issued by the Guernsey Financial Services Commission stating that Dan Group Limited is not licensed to take deposits or pr… |
| David John Merrien (2013-12-19) | Issued 2013-12-19 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) confirming that an individual, David John Merrien, is not lice… |
| Directors of Kingston Management (Guernsey) Limited (in administration) (2010-05-25) | Issued 2010-05-25 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) naming three former directors of Kingston Management (G… |
| Eon Finance Brokers (2012-09-04) | Issued 2012-09-04 | This is a public warning notice issued by the Guernsey Financial Services Commission concerning EON Finance Brokers, a business operating the website www.… |
| Equiom (Guernsey) Limited (2024-07-26) | Issued 2024-07-26 | This is a Guernsey Financial Services Commission (GFSC) enforcement public statement, not a rule with ongoing obligations for the wider industry. It recor… |
| Exo Capital Markets Limited trading as Trade12.com (2017-08-17) | Issued 2017-08-17 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) about Exo Capital Markets Limited, trading as Trade12.com. The… |
| Fake Guernsey Financial Services Commission Documents And Fraudulent Entities: Flaven Law Chambers and ApexKrest Bank (2026-04-01) | Issued 2026-04-01 | This is a public warning notice from the Guernsey Financial Services Commission alerting consumers and the public to a fraud scheme using fake GFSC-brande… |
| Feedback on the Consultation Paper on 2022 Fees (2021-11-12) | Issued 2025-05-14 | This is the Guernsey Financial Services Commission's feedback statement on its 2022 Fees Consultation, summarising the 24 responses received and confirmin… |
| Fides Corporate Services Limited, Mr David Charles Housley Whitworth, Mr Paul Conway and Mr Stuart Turner (2024-03-05) | Issued 2024-03-05 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Fides Corporate Services Limited and three of i… |
| Financial Services Businesses Instruction (Number 14) Business from Sensitive Sources - Iran (2011-11-22) | Issued 2020-11-23 | This is a Guernsey Financial Services Commission instruction, issued under section 49(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernse… |
| FortuixAgent (2025-07-07) | Issued 2025-07-07 | This is a consumer warning notice from the Guernsey Financial Services Commission (GFSC) about a fake news article, circulating on social media, that fals… |
| GAIA almanac Ltd. (2014-10-20) | Issued 2014-10-20 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) alerting businesses to a scam operated by GAIA almanac Ltd, a… |
| Generali Worldwide Insurance Company Limited (2013-11-20) | Issued 2013-11-20 | This is a public statement issued by the Guernsey Financial Services Commission announcing a completed enforcement action against Generali Worldwide Insur… |
| Global Insurance Group Limited, Christopher Schofield, Andrew William Robert (2020-07-30) | Issued 2020-07-30 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) on 30 July 2020 concerning Global Insurance Group Limit… |
| Gordon, Martyn Paul (Date of Birth 22 July 1972) of La Corniche, La Mine Doree, Rue de la Boullerie, St Andrews, Guernsey, GY6 8XQ (2015-08-17) | Issued 2015-08-17 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) recording a prohibition order against an individual, Marty… |
| Guernsey Corporate Secretaries Limited (2009-10-07) | Issued 2009-10-07 | This is a public warning notice issued by the Guernsey Financial Services Commission concerning an entity called Guernsey Corporate Secretaries Limited. T… |
| Guernsey Financial Consultants Limited (2015-03-06) | Issued 2015-03-06 | This is a public enforcement statement by the Guernsey Financial Services Commission (GFSC) concerning Guernsey Financial Consultants Limited (GFC), an in… |
| Guernsey Insurance Brokers Ltd, Mr Richard Julian Wickins and Mr David John Merrien (2016-09-02) | Issued 2016-09-02 | This is an amended Public Statement issued by the Guernsey Financial Services Commission (GFSC) under section 11C of the Financial Services Commission Law… |
| Guernsey International Financial Services Commission (2007-09-10) | Issued 2007-09-10 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) about a scam operation. Fraudsters are using the name Internat… |
| Hansard Limited, Andrew Neil Parr, Alan Peter Northmore, Philip Clive Blows, David Samuel Lloyd, Lynn Giovinazzi (2021-12-22) | Issued 2021-12-22 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) on 22 December 2021, announcing financial penalties and findings ag… |
| Harbour, Pippa Marie (Date of Birth 22 November 1954) of Shoreham Lodge, La Rue des Varendes, Castel, Guernsey, GY5 7RF (2009-11-26) | Issued 2009-11-26 | This is a GFSC enforcement notice announcing a prohibition order made against Pippa Marie Harbour (born 22 November 1954), of Castel, Guernsey. It confirm… |
| Havelet Finance Limited (2023-09-18) | Issued 2023-09-18 | This is a consumer warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning Havelet Finance Limited, a firm licensed under th… |
| ITI Trade LTD. (in Administration Management) and Mr Alex Phil (2025-07-23) | Issued 2025-07-23 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) under the Financial Services Business (Enforcement Powe… |
| Instruction (Number 01/2017) for Financial Services Businesses | Superseded | This Instruction, issued by the Guernsey Financial Services Commission under section 49(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guern… |
| Instruction (Number 01/2017) for Prescribed Businesses - Business from Sensitive Sources | Superseded | This is a GFSC instruction to prescribed businesses (Guernsey's AML/CFT regulated non-financial businesses and professions) directing enhanced due diligen… |
| Instruction (Number 01/2020) for Specified Businesses (2020-03-06) | Repealed | This was an Instruction issued by the Guernsey Financial Services Commission under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick… |
| Instruction (Number 03/2017) for Financial Services Businesses | Superseded | This Instruction, issued under section 49(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law 1999, directs financial services busi… |
| Instruction (Number 03/2017) for Prescribed Businesses | Issued 2017-07-20 | This Instruction, issued by the GFSC under section 49A(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, directs prescribe… |
| Instruction (Number 04/2017) for Financial Services Businesses | Issued 2017-12-05 | This is Instruction (Number 04/2017), issued by the Guernsey Financial Services Commission under section 49(7) of the Criminal Justice (Proceeds of Crime)… |
| Instruction (Number 04/2017) for Prescribed Businesses | Superseded | This Instruction, issued under section 49A(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law 1999, directs prescribed businesses… |
| Instruction (Number 1) for Financial Services Businesses (2009-11-11) | Issued 2020-11-23 | This is a 2009 Instruction issued by the Guernsey Financial Services Commission under the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law… |
| Instruction (Number 1) for Prescribed Businesses - Corporate Governance and Internal Controls (2009-11-11) | Issued 2020-11-23 | This is a 2009 Instruction issued by the Guernsey Financial Services Commission under the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law… |
| Instruction (Number 2) for Financial Services Businesses (2009-11-11) | Issued 2020-11-23 | This Instruction, issued by the Guernsey Financial Services Commission under the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law 1999, re… |
| Instruction (Number 3) for Financial Services Businesses (2009-11-11) | Issued 2020-11-23 | This Instruction, issued by the Guernsey Financial Services Commission under the Proceeds of Crime Law and the Transfer of Funds Ordinances for Guernsey,… |
| Instruction (Number 4) for Financial Services Businesses (2009-11-11) | Issued 2020-11-23 | This is a 2009 Instruction from the Guernsey Financial Services Commission, issued under section 49(7) of the Criminal Justice (Proceeds of Crime) (Bailiw… |
| Instruction (Number 4) for Prescribed Businesses (2009-11-11) | Issued 2020-11-23 | This is Instruction (Number 4) issued by the Guernsey Financial Services Commission under section 49A(7) of the Criminal Justice (Proceeds of Crime) (Bail… |
| Instruction (Number 5) for Financial Services Businesses - Screening of Employees (2009-11-11) | Issued 2020-11-23 | This Instruction, issued by the GFSC under the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, directs financial services business… |
| Instruction (Number 6) for Financial Services Businesses - Existing Customers (2009-11-11) | Issued 2020-11-23 | This is a 2009 Instruction issued by the Guernsey Financial Services Commission under the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law… |
| Instruction Number 01/2021 for Specified Businesses - Cayman Islands (2021-03-05) | Issued 2021-03-05 | This is a binding Instruction issued by the Guernsey Financial Services Commission under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bail… |
| Instruction Number 01/2022 for Specified Businesses - Gibraltar (2022-07-21) | Issued 2022-07-21 | This Instruction, issued by the GFSC under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, responds to Gibr… |
| Instruction Number 01/2023 for Specified Businesses (South Africa) (2023-03-13) | Issued 2023-03-13 | This GFSC Instruction (Number 01/2023), issued under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, respon… |
| Instruction Number 02/2017 for Financial Services Businesses | Issued 2017-04-10 | This Instruction, issued under section 49(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, requires financial services bu… |
| Instruction Number 02/2017 for Prescribed Businesses | Issued 2017-04-10 | This is a GFSC instruction issued under section 49A(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, directing prescribed… |
| Instruction Number 02/2021 for Specified Businesses - Malta | Issued 2021-07-05 | This is an Instruction issued by the GFSC under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, prompted by… |
| Instruction Number 02/2023 for Specified Businesses (Bulgaria) | Issued 2023-11-06 | This Instruction, issued by the GFSC under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999, responds to the… |
| Instruction Number 04/2019 for Specified Businesses (2019-11-29) | Issued 2019-11-29 | This is an Instruction issued by the Guernsey Financial Services Commission under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick o… |
| Instruction Number 04/2019 for Specified Businesses - Iceland (2019-11-29) | Issued | This is an Instruction issued by the Guernsey Financial Services Commission under Section 49AA(6) of the Criminal Justice (Proceeds of Crime) (Bailiwick o… |
| Instructions and Notices - Business From Sensitive Sources - Record of Changes (December 2007 – June 2020) | Superseded | This is an archived, superseded historical log maintained by the GFSC recording the succession of Business From Sensitive Sources Notices and Instructions… |
| Instructions and Notices Issued by the GFSC - Business From Sensitive Sources: Record of Changes (2017-12-05) | Issued 2017-12-05 | This document is a chronological register maintained by the Guernsey Financial Services Commission (GFSC) tracking every Notice and Instruction issued und… |
| International Monetary Fund Clearance Commission (2009-10-14) | Issued 2009-10-14 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting the public to a fraudulent document circulating under the le… |
| Investec Bank (Channel Islands) Limited (2024-06-26) | Issued 2024-06-26 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting the public that criminals have used the name and details of… |
| L & A Finance Limited (2024-04-11) | Issued 2024-04-11 | This is a public consumer warning issued by the Guernsey Financial Services Commission concerning L & A Finance Limited, a genuine Guernsey registered com… |
| Larem Trustees Limited (2025-10-27) | Issued 2025-10-27 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) alerting the public that criminals have been fraudulently usin… |
| Le Page, Martyn, (Date of Birth 13 February 1966) of Shalom, Clos du Soleil, Grand Bouet, St Peter Port, Guernsey, GY1 2RU (2006-08-30) | Issued 2006-08-30 | This is a public notice from the Guernsey Financial Services Commission announcing a prohibition order made against an individual, Martyn Le Page, dated 3… |
| Loan Broking Fraud (2014-03-11) | Issued 2014-03-11 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) alerting the public to a fraud scheme. An individual using ali… |
| Louvre Fund Services Limited, Kevin Gilligan, Charles Peter Gervais Tracy, Derek Paul Baudains, Julian Dai Lane (2020-02-17) | Issued 2020-02-17 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Louvre Fund Services Limited, a licensed fund a… |
| Louvre Fund Services Limited, Kevin Paul Gilligan, Charles Peter Gervais Tracy (2016-09-19) | Issued 2016-09-19 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) announcing enforcement action against Louvre Fund Services Limited,… |
| Louvre Trust (Guernsey) Limited, Derek Paul Baudains, Jonathan Ross Bachelet, Haidee Louise Stephens, Julian Dai Lane, Charles Peter Gervais Tracy (2019-06-18) | Issued 2019-06-18 | This is a public statement by the Guernsey Financial Services Commission (GFSC) announcing enforcement action against Louvre Trust (Guernsey) Limited and… |
| Marlborough Trust Company Limited, Marlborough Nominees Limited, Mr Nicholas Robert Hannah, Mr Adrian Bradley Howe, Mr David Charles Enevoldsen, Mr Benjamin John Tustin (2016-11-21) | Issued 2016-11-21 | This is a Public Statement issued by the Guernsey Financial Services Commission (GFSC) on 21 November 2016 detailing enforcement action against Marlboroug… |
| Merrien, David John (Date of Birth 26 February 1969) of Goldridge House, Les Fauconnaires, St Andrews, Guernsey, GY6 8UE (2014-12-03) | Issued 2014-12-03 | This is a public enforcement notice from the Guernsea Financial Services Commission (GFSC) recording a prohibition order made against David John Merrien o… |
| Miss Tracey Jane Ozanne (Date of Birth 22 June 1967) of 15 Oldwood Court, New Paris Road, St Peter Port, Guernsey, GY1 2BR (2020-12-11) | Issued 2020-12-11 | This is a personal enforcement notice issued by the Guernsey Financial Services Commission (GFSC) against Miss Tracey Jane Ozanne. It records a set of pro… |
| Mr Alan Michael Chick (2018-05-31) | Issued 2018-05-31 | This is a public enforcement statement issued by the Guernsey Financial Services Commission against Mr Alan Michael Chick, a former director and controlle… |
| Mr Alan Michael Chick (Date of Birth 4 June 1954) of The Glen, Talbot Valley, Castel, Guernsey, GY5 7AQ (2018-05-31) | Issued 2018-05-31 | This is a public prohibition notice issued by the GFSC against an individual, Mr Alan Michael Chick, barring him from holding key roles in regulated finan… |
| Mr Alex Phil (previously known as Alexei Filatov) (Date of Birth 2 February 1966) of Veranda U'dachi, Route Isabelle, St Peter Port, Guernsey, GY1 1QR (2025-07-23) | Issued 2025-07-23 | This is a Guernsey Financial Services Commission enforcement notice publishing a prohibition order made against Mr Alex Phil (previously known as Alexei F… |
| Mr Antonio Carlos de Godoy Buzaneli (Date of Birth 7 June 1961) of 310 Redwood Lane, Key Biscayne, Florida, 33149, USA (2021-03-25) | Issued 2021-03-25 | This is a GFSC public notice recording a prohibition order made against Mr Antonio Carlos de Godoy Buzaneli (born 7 June 1961), of Key Biscayne, Florida,… |
| Mr Bruce David McNaught (2019-08-09) | Issued 2019-08-09 | This is a Guernsey Financial Services Commission public enforcement statement (not a rule of general application) concerning a named individual, Mr Bruce… |
| Mr Charles Peter Gervais Tracy (Date of Birth 23 October 1945) of Claverton House, La Route de Sausmarez, St Martin, Guernsey, GY4 6SG (2020-02-17) | Issued 2020-02-17 | This is a public notice from the Guernsey Financial Services Commission recording a prohibition order made against a named individual, Charles Peter Gerva… |
| Mr Christopher Henry Shaw (Date of Birth 5 October 1953) of Ferter Farmhouse, Glentrool Forest, South Ayrshire KA26 0SR (2021-03-31) | Issued 2021-03-31 | This is a public notice from the Guernsey Financial Services Commission (GFSC) recording a prohibition order made against Mr Christopher Henry Shaw. It ba… |
| Mr Colin Andrew Borman (Date of Birth 12 May 1972) of Willow, Grand Maison Road, St Sampson, Guernsey, GY2 4JX (2024-10-14) | Issued 2024-10-14 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing a prohibition order made against a named indivi… |
| Mr David Charles Housley Whitworth (Date of Birth 25 February 1955) of Apartment 4, The Lea, Rue Pres Les Nicolles, Forest, Guernsey GY8 0AD (2024-03-05) | Issued 2024-03-05 | This is a notice from the Guernsey Financial Services Commission (GFSC) announcing that a prohibition order has been made against Mr David Charles Housley… |
| Mr Geoffrey John Trebert (Date of Birth 26 March 1969) of 5 Fort Grey Apartments, La Route de la Lague, Torteval, Guernsey, GY8 0EQ (2022-09-20) | Issued 2022-09-20 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing a prohibition order against a named individual,… |
| Mr Hamish Jebb Hamilton Few (Date of Birth 1 July 1983) of Vue de Rocquaine, Rue de L'Aitte, Torteval, Guernsey, GY8 0PD (2022-12-30) | Issued 2022-12-30 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) recording a statutory prohibition order made against a nam… |
| Mr Ian Charles Domaille, Mr Ian Geoffrey Clarke and Mrs Margaret Helen Hannis (2026-07-03) | Issued 2026-07-03 | This is a Guernsey Financial Services Commission public statement announcing enforcement action against three individuals connected to a licensed Guernsey… |
| Mr Ian Roger Parry (Date of Birth 2 April 1970) of Les Niaux Cottage, Les Niaux, Castel, Guernsey, GY5 7AF (2021-04-09) | Issued 2021-04-09 | This is a public enforcement notice from the Guernsey Financial Services Commission (GFSC) recording a prohibition order against Mr Ian Roger Parry, effec… |
| Mr Iskander Karam (2024-02-07) | Issued 2024-02-07 | This is a public enforcement statement issued by the Guernsey Financial Services Commission against Mr Iskander Karam (also known as Alexander Karam or Al… |
| Mr Iskander Karam (Date of Birth 17/01/1979) of Sun House, 6 Chelsea Embankment, London, SW3 4LF (2024-02-07) | Issued 2024-02-07 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing a prohibition order made against a named indivi… |
| Mr James Watchorn (Date of Birth 17 August 1976) of Le Douit, Saints Bay Road, St Martin, Guernsey, GY4 6ES (2026-03-12) | Issued 2026-03-12 | This is a public notice from the Guernsey Financial Services Commission announcing a prohibition order against a named individual, Mr James Watchorn, issu… |
| Mr Jason Paul Cook (Date of Birth 26 November 1968) of Atlantis, Les Rue Frairies, St Andrew, Guernsey, GY6 8XT (2025-06-26) | Issued 2025-06-26 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) recording a prohibition order made against an individual,… |
| Mr John Adam Robilliard (Date of Birth 11 June 1973) of Pointe Du Jour, Les Mourants, St Martin, Guernsey, GY4 6TW (2021-03-31) | Issued 2021-03-31 | This is a public enforcement notice issued by the Guernsey Financial Services Commission announcing a prohibition order against a named individual, John A… |
| Mr Jose Eduardo Paula de Lima Araujo (Date of Birth 22 October 1970) of Av. Carlos Queiroz Telles, 81, Colina 21, Jardim Fonte do Morumbi, Sao Paulo SP, 05704-150, Brazil (2021-03-25) | Issued 2021-03-25 | This is a GFSC prohibition notice, not a general rule. It records that Mr Jose Eduardo Paula de Lima Araujo has been prohibited, with effect from 4 March… |
| Mr Jose Manuel Ordoñez (Date of Birth 7 March 1971) of 3050, SW 139 Terrace, Davie, Florida, 3330, USA (2021-03-25) | Issued 2021-03-25 | This is a public notice from the Guernsey Financial Services Commission (GFSC) recording that a prohibition order has been made against Mr Jose Manuel Ord… |
| Mr Keith Laurence Hammond (Date of Birth 5 November 1964) of 6 Clos Collette Nicolle, Green Lanes, St Peter Port, Guernsey, GY1 1RL (2021-05-14) | Issued 2021-05-14 | This is a Guernsey Financial Services Commission enforcement notice announcing prohibition orders against a named individual, Mr Keith Laurence Hammond, r… |
| Mr Kevin Paul Gilligan (Date of Birth 4 January 1979) of The Mooring, Kings Road, St Peter Port, Guernsey, GY1 1QE (2020-02-17) | Issued 2020-02-17 | This is a public enforcement notice from the Guernsey Financial Services Commission recording a prohibition order made against Mr Kevin Paul Gilligan. It… |
| Mr Mark Peter Penney (Date of Birth 19 August 1961) of La Grande Houguette, Rue des Coutures, St Martins, Guernsey, GY4 6HN (2020-05-04) | Issued 2020-05-04 | This is a formal prohibition notice issued by the Guernsey Financial Services Commission against Mr Mark Peter Penney, barring him from holding specified… |
| Mr Mark Wilson Le Tissier (Date of Birth 24 April 1963) of L'Esperance, Epinelle Road, St Sampson, Guernsey, GY2 4YY (2024-07-08) | Issued 2024-07-08 | This is a Guernsey Financial Services Commission (GFSC) enforcement notice recording a prohibition order made against a named individual, Mr Mark Wilson L… |
| Mr Martyn Paul Gordon (2016-07-29) | Issued 2016-07-29 | This is a Guernsey Financial Services Commission public statement announcing enforcement action taken against Mr Martyn Paul Gordon, a former director of… |
| Mr Paul Conway (Date of Birth 21 January 1958) of Charel, Les Osmonds Lane, St Sampson GY2 4GG (2023-08-04) | Issued 2023-08-04 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) confirming a prohibition order made against Mr Paul Conway… |
| Mr Paul Conway (Date of Birth 21 January 1958) of Charel, Les Osmonds Lane, St Sampson, Guernsey GY2 4GG (2024-03-05) | Issued 2024-03-05 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing a prohibition order against Mr Paul Conway. It… |
| Mr Paul Michael Everitt (Date of Birth 21 March 1968) of Barrowgate, La Route des Cornus, St Martin, Guernsey, GY4 6PS (2021-03-29) | Issued 2021-03-29 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing that a prohibition order has been made against… |
| Mr Philip Anthony John Montague, (Date of Birth 22 May 1963) Old Cobo Farm House, Cobo Coast Road, Castel GY5 7HE (2017-06-14) | Issued 2017-06-14 | This is a public notice issued by the Guernsey Financial Services Commission announcing a prohibition order against Mr Philip Anthony John Montague. The o… |
| Mr Richard John Bach (Date of Birth 24 October 1954) of L'Ecurie, Rue des Jehans, Torteval, Guernsey, GY8 0RE (2020-12-11) | Issued 2020-12-11 | This is a prohibition order notice issued by the Guernsey Financial Services Commission against Mr Richard John Bach, barring him from holding key roles i… |
| Mr Robert Archibald Gilchrist Sinclair (2026-07-03) | Issued 2026-07-03 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Mr Robert Archibald Gilchrist Sinclair, former… |
| Mr Robert Archibald Gilchrist Sinclair (Date of Birth 5 October 1949) of Les Profonds Camps, La Rue Du Profond Camp, St. Martin's, Guernsey, GY4 6EZ (2022-01-21) | Issued 2022-01-21 | This is a Guernsey Financial Services Commission enforcement notice recording a prohibition order made against Mr Robert Archibald Gilchrist Sinclair. It… |
| Mr Rudiger Michael Falla, Mr Richard Garrod, Mr Leslie Hilton, Mr Geoffrey Robert Le Page, Mr Kenneth Richard Leslie Forman (2015-10-26) | Issued 2015-10-26 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) concerning five individuals connected to Confiance Limi… |
| Mr Ryan Daniel Dekker (Date of Birth 28 June 1977) of Amatola, 3 Le Petit Frappier, Rue des Marettes, St Martin, GY4 6JH (2024-07-08) | Issued 2024-07-08 | This is a Guernsey Financial Services Commission enforcement notice recording a prohibition order made against a named individual, Ryan Daniel Dekker. It… |
| Mr Scott Greaves Carré (Date of Birth 7 July 1968) of La Sergentee Cottage, Route du Cobo, Castel, Guernsey, GY5 7RU (2025-06-26) | Issued 2025-06-26 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing a prohibition order against Mr Scott Greaves Ca… |
| Mr Stephen Paul Dewsnip (2024-10-25) | Issued 2024-10-25 | This is a public enforcement notice from the Guernsey Financial Services Commission (GFSC) confirming that it has prohibited Mr Stephen Paul Dewsnip from… |
| Mr Trevor James Kelham (Date of Birth 1 August 1965) of 20303 N 75th Way, Scottsdale, Arizona, 85255, United States (2023-05-18) | Issued 2023-05-18 | This is a Guernsey Financial Services Commission enforcement notice announcing a prohibition order made against Mr Trevor James Kelham under section 33 of… |
| Mr Trevor James Kelham and Ms Sarah Jayne Sarre (2023-05-18) | Issued 2023-05-18 | This is a public enforcement statement by the Guernsey Financial Services Commission (GFSC) concerning Mr Trevor James Kelham and Ms Sarah Jayne Sarre, fo… |
| Mr William Stephen Cairns (date of Birth 15 January 1949) of Key West, Doyle Road, St Peter Port Guernsey GY1 1RG (2023-02-03) | Issued 2023-02-03 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) recording a prohibition order made against an individual,… |
| Mr William Stephen Cairns and Mr Du Preez Gert Vermeulen (2026-05-14) | Issued 2026-05-14 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) disclosing enforcement action taken against two former directors of… |
| Mrs Boonyasinee ("Kwan") Queripel (Date of Birth 13 March 1976) of Foinavon, Havilland Vale, St. Peter Port, Guernsey, GY1 2UN (2024-07-08) | Issued 2024-07-08 | This is a public enforcement notice from the Guernsey Financial Services Commission (GFSC) announcing a prohibition order against Mrs Boonyasinee ("Kwan")… |
| Mrs Linda Dowding (Date of Birth 21 November 1953) of Brookland, Route de Cobo, Castel GY5 7UW (2023-10-05) | Issued 2023-10-05 | This is a public enforcement notice from the Guernsey Financial Services Commission (GFSC) announcing a prohibition order made against Mrs Linda Dowding u… |
| Ms Ginette Louise Blondel (2024-03-06) | Issued 2024-03-06 | This is a Guernsey Financial Services Commission public statement announcing enforcement action against an individual, Ms Ginette Louise Blondel, for carr… |
| Ms Ginette Louise Blondel (Date of Birth 2 July 1984) of Fontenelle, Les Baissieres, St Peter Port, Guernsey, GY1 2UE (2024-03-06) | Issued 2024-03-06 | This is an enforcement notice issued by the Guernsey Financial Services Commission (GFSC) publicising a prohibition order made against an individual, Ms G… |
| Ms Pippa Marie Harbour (2009-12-22) | Issued 2009-12-22 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) on 22 December 2009 announcing prohibition orders made on 22 Octobe… |
| Norman Frederick Silvain and Efaze Limited (2014-01-30) | Issued 2014-01-30 | This is a public warning notice issued by the Guernsey Financial Services Commission concerning Norman Frederick Silvain and the BVI-registered company Ef… |
| Notice of Application for Administration Management Order (2022-07-15) | Issued 2022-07-15 | This is a public notice issued by the Guernsey Financial Services Commission announcing that an application will be made to the Royal Court of Guernsey fo… |
| Notice of Disapplication of Licensing Requirement (Exemptions) under section 40 of the Lending, Credit and Finance (Bailiwick of Guernsey) Law, 2022 (2023-06-23) | Issued 2023-06-23 | This is a Notice issued by the Guernsey Financial Services Commission under section 40 of the Lending, Credit and Finance (Bailiwick of Guernsey) Law, 202… |
| Notice of Modification of the Licensees (Capital Adequacy) Rules, 2021 (2022-11-03) | Issued 2022-11-03 | This is a notice issued by the GFSC under its power in rule 1.1(2) of the Licensees (Capital Adequacy) Rules, 2021 to modify or exclude application of spe… |
| Notice regarding the suspension of the authorisation and registration of funds (2022-11-17) | Issued 2022-11-17 | This notice clarifies the Guernsey Financial Services Commission's approach to collective investment schemes whose authorisation or registration has been… |
| Prescribed Businesses Instruction (Number 03) | Issued 2020-11-23 | This Instruction, issued by the Guernsey Financial Services Commission under section 49A(7) of the Criminal Justice (Proceeds of Crime) (Bailiwick of Guer… |
| Prescribed Businesses Instruction (Number 12) Business from Sensitive Sources - Iran (2011-11-22) | Issued 2020-11-23 | This is a short instruction issued by the GFSC (dated 22 November 2011) under the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999,… |
| Prescribed Businesses Instruction (Number 2) - Suspicion Reports (2009-11-11) | Issued 2020-11-23 | This is a 2009 instruction from the Guernsey Financial Services Commission directing prescribed businesses to urgently improve the speed and quality of in… |
| Prohibition Order: Mr Lee Timothy Barkman (2017-06-14) | Issued 2017-06-14 | This is a public enforcement notice issued by the Guernsey Financial Services Commission (GFSC) announcing a prohibition order against Mr Lee Timothy Bark… |
| Provident Trustees (Guernsey) Limited (2016-01-25) | Issued 2016-01-25 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) announcing enforcement action against Provident Trustees (Guernsey)… |
| Publication of a Notice of the fact of a Prohibition Order and a Discretionary Financial Penalty (2023-10-05) | Issued 2023-10-05 | This is a Guernsey Financial Services Commission enforcement notice announcing that the Commission has imposed a discretionary financial penalty and a pro… |
| Reality Millions (2009-10-07) | Issued 2009-10-07 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) about an entity trading as Reality Millions, which claims to o… |
| Richmond Fiduciary Group Limited (2018-04-12) | Issued 2018-04-12 | This is a public statement by the Guernsey Financial Services Commission (GFSC) announcing enforcement action against Richmond Fiduciary Group Limited, a… |
| Risk Warning Regarding Phone Spoofing (2015-03-11) | Issued 2015-03-11 | This is a risk warning issued by the Guernsey Financial Services Commission alerting licensees to a fraud technique known as phone or number spoofing, whe… |
| Safehaven International Limited, Mr Richard John Bach, Miss Tracey Jane Ozanne, Mr David Charles Housley Whitworth, Mr Michael John Good and Mr Stephen John Dickinson (2020-12-31) | Issued 2020-12-31 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Safehaven International Limited, a licensed fid… |
| Shane Younger and Christopher Percival (2020-07-30) | Issued 2020-07-30 | This is a public statement issued by the Guernsey Financial Services Commission (GFSC) announcing enforcement action against two former non-executive dire… |
| Sigma Forex (European Forex Trading) (2009-10-07) | Issued 2009-10-07 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting the public that Sigma Forex (operating via the website www.s… |
| St James Global Limited and Joseph Coutts (2008-01-11) | Issued 2008-01-11 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting the public that Joseph Coutts, the former shareholder and ma… |
| Standard Chartered Trust (Guernsey) Limited (2021-04-23) | Issued 2021-04-23 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) concerning Standard Chartered Trust (Guernsey) Limited,… |
| Stelai Insurance ICC Ltd (2026-05-07) | Issued 2026-05-07 | This is a warning notice issued by the Guernsey Financial Services Commission concerning Stelai Insurance ICC Ltd, a firm licensed and regulated by the GF… |
| Stephen Bougourd (2020-12-08) | Issued 2020-12-08 | This is a public enforcement statement issued by the Guernsey Financial Services Commission against an individual, Stephen Bougourd, a former director of… |
| Stephen Paul Dewsnip (2020-07-30) | Issued 2020-07-30 | This is a public enforcement statement issued by the Guernsey Financial Services Commission concerning Stephen Paul Dewsnip, a former non-executive direct… |
| Templar Vintners Limited (2010-01-22) | Issued 2010-01-22 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning Templar Vintners Limited, an entity operating a web… |
| The Channel Islands Stock Exchange (2014-10-01) | Issued 2014-10-01 | This is a public statement from the Guernsey Financial Services Commission (GFSC) reporting the outcome of its investigation into the Channel Islands Stoc… |
| The HyperFund (2021-10-06) | Issued 2021-10-06 | This is a public consumer warning issued by the Guernsey Financial Services Commission concerning an entity known as The HyperFund. The Commission states… |
| Trident Trust Company (Guernsey) Limited and Mr Mark Wilson Le Tissier, Mr Ryan Daniel Dekker and Mrs Boonyasinee ("Kwan") Queripel (2024-07-08) | Issued 2024-07-08 | This is a public enforcement statement issued by the Guernsey Financial Services Commission against Trident Trust Company (Guernsey) Limited and three for… |
| Utmost Worldwide Limited, Mr Leon Steyn and Mr James Alexander Watchorn (2026-03-12) | Issued 2026-03-12 | This is a Guernsey Financial Services Commission public statement announcing enforcement action against Utmost Worldwide Limited (a life insurance license… |
| Valsen Fiduciaries International (2021-11-05) | Issued 2021-11-05 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning Valsen Fiduciaries International. The Commission st… |
| Vida Financial Services Limited, Jonathan James Wilson (2019-04-01) | Issued 2019-04-01 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Vida Financial Services Limited (Vida) and its… |
| Webtel.mobi Limited (2021-11-02) | Issued 2021-11-02 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning Webtel.mobi Limited and its holding company, Webtel… |
| Weighbridge Trust Limited, Mr Paul Conway, Mrs Linda Dowding (2026-05-14) | Issued 2026-05-14 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) detailing findings and sanctions against Weighbridge Tr… |
| West Capital Partners Inc. (2014-12-22) | Issued 2014-12-22 | This is a public warning notice issued by the Guernsey Financial Services Commission alerting Bailiwick of Guernsey residents that West Capital Partners I… |
| Wickins, Richard Julian (Date of Birth 6 September 1975) of Amberely, Les Friteaux, St Martins, Guernsey, GY4 6XA (2014-12-03) | Issued 2014-12-03 | This is a public enforcement notice from the Guernsey Financial Services Commission (GFSC) recording a prohibition order made against an individual, Richa… |
| Willow Trust Limited (2014-06-19) | Issued 2014-06-19 | This is a public enforcement statement issued by the Guernsey Financial Services Commission (GFSC) against Willow Trust Limited, a licensed fiduciary busi… |
| Woodlock Financial Services (1998) Limited (2012-11-26) | Issued 2012-11-26 | This is a public warning notice issued by the Guernsey Financial Services Commission (GFSC) concerning an advertisement placed by Woodlock Financial Servi… |
| Woodlock Financial Services (1998) Limited (2015-02-04) | Issued 2015-02-04 | This is a public enforcement statement issued by the Guernsey Financial Services Commission concerning Woodlock Financial Services (1998) Limited, a licen… |
| Zedra Trust Company (Guernsey) Limited and Mr Colin Andrew Borman (2024-10-14) | Issued 2024-10-14 | This is a public enforcement statement issued by the Guernsey Financial Services Commission against Zedra Trust Company (Guernsey) Limited and its former… |