Mr Ian Roger Parry (Date of Birth 2 April 1970) of Les Niaux Cottage, Les Niaux, Castel, Guernsey, GY5 7AF (2021-04-09)

Summary

This is a public enforcement notice from the Guernsey Financial Services Commission (GFSC) recording a prohibition order against Mr Ian Roger Parry, effective from 4 March 2021. The order bars him from performing any function across several regulated sectors in the Bailiwick of Guernsey.

• Controlled investment business: Prohibited from any function in relation to controlled investment business under the Protection of Investors (Bailiwick of Guernsey) Law, 1987.
• Fiduciary activity: Prohibited from any function in relation to a regulated activity carried on by a licensed fiduciary under the Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000.
• Insurance management and intermediation: Prohibited from any function on behalf of a licensee relating to insurance manager or insurance intermediary business under the Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002.
• Insurance business: Prohibited from any function on behalf of a licensee relating to insurance business under the Insurance Business (Bailiwick of Guernsey) Law, 2002.
• Deposit-taking business: Prohibited from any function on behalf of a licensee relating to deposit-taking business under the Banking Supervision (Bailiwick of Guernsey) Law, 1994.

The notice is informational, published to alert the public and industry that this individual is barred from working in these regulated functions; it does not impose new ongoing compliance requirements on licensees generally, though firms should ensure they do not engage him in any prohibited function.

Applies to

licensed fiduciaries, insurance managers, insurance intermediaries, insurers, deposit-taking licensees (banks), controlled investment business licensees