Harbour, Pippa Marie (Date of Birth 22 November 1954) of Shoreham Lodge, La Rue des Varendes, Castel, Guernsey, GY5 7RF (2009-11-26)

Summary

This is a GFSC enforcement notice announcing a prohibition order made against Pippa Marie Harbour (born 22 November 1954), of Castel, Guernsey. It confirms that, effective 27 November 2009, she is barred from holding a range of controlled roles across multiple regulated sectors in the Bailiwick of Guernsey.

• Investment business: Prohibited from acting as director, controller, partner or manager in relation to a controlled investment business under the Protection of Investors (Bailiwick of Guernsey) Law, 1987.
• Banking: Prohibited from acting as director, controller, partner or manager in relation to a deposit taking business under the Banking Supervision (Bailiwick of Guernsey) Law, 1994.
• Fiduciary business: Prohibited from acting as director, controller, partner or manager in relation to a fiduciary business undertaking regulated activities under the Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000.
• Insurance business: Prohibited from acting as director, controller, partner, manager or general representative in relation to an insurance business under the Insurance Business (Bailiwick of Guernsey) Law, 2002.
• Insurance managers and intermediaries: Prohibited from acting as director, controller, partner, manager or authorised insurance representative in relation to the business of an insurance manager or insurance intermediary under the Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002.

The notice is informational for the sector: regulated firms should ensure this named individual is not engaged, appointed, or continued in any of the prohibited controlled roles listed above.

Key obligations

• Licensed and regulated entities in the affected sectors must not appoint, employ, or continue to engage Pippa Marie Harbour in any of the prohibited director, controller, partner, manager or equivalent roles listed in the order from 27 November 2009 onward.

Applies to

controlled investment businesses, deposit taking businesses (banks), fiduciary businesses, insurance businesses, insurance managers, insurance intermediaries

Deadlines

• 27 November 2009: Date from which the prohibition order takes effect across all listed roles and laws.