CIMA
Procedure
16 published document(s) from Cayman Islands Monetary Authority.
| Citation | Status | Summary |
|---|---|---|
| Appendices to the Regulatory Handbook, Volume 1 | Status not confirmed | This is a set of appendices to CIMA's internal Regulatory Handbook, published for transparency. It documents CIMA's own governance structure, its procedur… |
| Cancellation Procedures for Regulated Private Funds (2020-10-09) | In force | This is a CIMA supervisory information circular explaining how registered private funds should go about cancelling (de-registering) their certificate of r… |
| Procedure - Issuing Notices of Decisions to Declined Applicants | Status not confirmed | This is a CIMA internal procedure document explaining how the Authority issues "Notices of Decisions" when it declines an application for a licence, or de… |
| Procedure - Issuing Notices of Decisions to Declined Applicants (2004) | Status not confirmed | This is a 2004 internal procedure document published by the Cayman Islands Monetary Authority (CIMA) describing how it issues 'Notices of Decisions' when… |
| Procedure - Mutual Funds and Mutual Fund Administrators Where Contact is Lost | Status not confirmed | This CIMA procedure document explains the internal process the Authority follows when it loses contact with the principals of a regulated mutual fund or a… |
| Regulatory Handbook, Volume 1 | In force | This is Volume 1 of CIMA's Regulatory Handbook, issued under Section 48 of the Monetary Authority Act. It sets out CIMA's own internal policies and proced… |
| Regulatory Procedure - Appointing Controllers and Advisors and Auditors for AML Audits and Assessing Costs (2018) | Status not confirmed | This is a CIMA internal procedure (February 2018) explaining how the Authority appoints Controllers, Advisors, and Auditors (for anti-money laundering aud… |
| Regulatory Procedure - Approval and Notification of Changes - Class B, C and D Insurers and Portfolio Insurance Companies (January 2014) | Status not confirmed | This is a CIMA regulatory procedure, dated January 2014, that explains which changes to the business plan or licence application information of Class B, C… |
| Regulatory Procedure - Cancellation of Certificates of Registration for Registered Private Funds | Status not confirmed | This is a CIMA regulatory procedure (dated August 2022) that sets out the practical steps and documentation a registered private fund (a fund registered u… |
| Regulatory Procedure - Cancellation of Licences and Certificates of Registration of Regulated Mutual Funds (March 2015) | Status not confirmed | This is a CIMA regulatory procedure, dated March 2015, that sets out the practical steps and documentation a regulated mutual fund (licensed under section… |
| Regulatory Procedure - Cancellation of Licences or Certificates of Registration for Regulated Mutual Funds | Status not confirmed | This is a CIMA Regulatory Procedure (dated August 2022) that sets out the practical steps and documentation regulated mutual funds must submit to CIMA whe… |
| Regulatory Procedure - Cancellation of Licences, Registrations, or Waivers for Virtual Asset Service Providers | In force | This is a CIMA Regulatory Procedure (effective September 2025) that sets out the practical steps and documentation Virtual Asset Service Providers (VASPs)… |
| Regulatory Procedure - Submission process for Licensees seeking approval to use an Internal Capital Model to calculate the Prescribed Capital Requirement | Status not confirmed | This is a CIMA regulatory procedure (dated May 2016) describing the practical steps an insurance licensee must follow if it wants CIMA's approval to use i… |
| Regulatory Procedure on Deregistration of Controlled Subsidiaries and Private Trust Companies | Status not confirmed | This is a CIMA regulatory procedure, dated November 2020, that sets out the process by which a registered controlled subsidiary (registered under the Bank… |
| Regulatory Procedure – Assessing Fitness and Propriety (December 2020) | Status not confirmed | This is a CIMA regulatory procedure, dated December 2020, that sets out how the Cayman Islands Monetary Authority internally assesses whether persons prop… |
| The Enforcement Manual - Regulatory Handbook, Volume 2 | Status not confirmed | This is Volume 2 of CIMA's Regulatory Handbook, the Enforcement Manual, which sets out CIMA's internal policies and procedures for taking enforcement acti… |