CIMA
Regulatory Policy
33 published document(s) from Cayman Islands Monetary Authority.
| Citation | Status | Summary |
|---|---|---|
| Marketing Policies of Licensees | Status not confirmed | This is a short policy statement issued by the Cayman Islands Monetary Authority (CIMA) under a directive of the Governor in Council pursuant to section 2… |
| Prudential Reports and Statistical Returns | Status not confirmed | This is a short CIMA regulatory policy statement, dated October 2002, setting out the general framework for prudential reporting and statistical returns b… |
| Recognised Overseas Regulatory Authorities - Securities Investment Business Law | Status not confirmed | This is a CIMA regulatory policy dated May 2016 that explains how the Cayman Islands Monetary Authority decides which overseas securities regulators quali… |
| Recognition and Approval of an Actuary (October 2024) | In force | This is a Cayman Islands Monetary Authority (CIMA) Regulatory Policy, effective October 2024, setting out the minimum criteria and process CIMA uses to re… |
| Regulatory Policy - Applications for the use of Restricted Words (February 2017) | Status not confirmed | This is a CIMA regulatory policy (dated February 2017) explaining how the Authority decides whether to permit the use of 'restricted words' in the names o… |
| Regulatory Policy - Approval of an Auditor for a Regulated Entity | Status not confirmed | This is a CIMA regulatory policy setting out the criteria and process by which the Cayman Islands Monetary Authority approves external auditors ('Approved… |
| Regulatory Policy - Criteria for Approving Changes in Ownership and Control | Status not confirmed | This is a CIMA regulatory policy, dated December 2020, setting out the criteria the Authority applies when deciding whether to approve changes in ownershi… |
| Regulatory Policy - Exemption from Audit Requirement for a Private Fund (March 2022) | Status not confirmed | This is a CIMA Regulatory Policy (March 2022) that sets out the criteria and process for a registered Private Fund to obtain an exemption (waiver) from th… |
| Regulatory Policy - Exemption from Audit Requirement for a Regulated Mutual Fund | Status not confirmed | This is a CIMA Regulatory Policy (dated June 2016) explaining the circumstances under which the Authority may exempt a regulated mutual fund from the stat… |
| Regulatory Policy - Exemption from Audit Requirement for a Regulated Mutual Fund (July 2020) | Status not confirmed | This is a CIMA regulatory policy (July 2020) explaining when the Authority may exercise its statutory discretion under section 8(4) of the Mutual Funds La… |
| Regulatory Policy - Exemption from Valuation Requirement for a Private Fund (September 2020) | Status not confirmed | This is a CIMA regulatory policy, dated September 2020, explaining how the Authority will exercise its discretion under section 16(7) of the Private Funds… |
| Regulatory Policy - Exemption from the Audit Requirement for a Class C Insurance Company (May 2017) | Status not confirmed | This is a CIMA regulatory policy (May 2017) that sets out the criteria and process by which a Class C insurance company (typically an insurance-linked sec… |
| Regulatory Policy - Fitness and Propriety (December 2020) | Status not confirmed | This is CIMA's Regulatory Policy on Fitness and Propriety, dated December 2020, which sets out the criteria and approach the Authority uses to assess whet… |
| Regulatory Policy - Licencing for Class D Insurers | In force | This CIMA Regulatory Policy sets out the criteria and procedure the Cayman Islands Monetary Authority applies when assessing applications for a Class D in… |
| Regulatory Policy - Licensing - Class C Insurance Companies (May 2019) | Status not confirmed | This is a Cayman Islands Monetary Authority (CIMA) Regulatory Policy dated May 2019 that sets out the criteria CIMA applies when assessing applications fo… |
| Regulatory Policy - Licensing Insurance Brokers, Agents and Agencies | Status not confirmed | This is a CIMA Regulatory Policy (issued August 2020) that sets out the Authority's criteria and process for licensing insurance brokers, insurance agents… |
| Regulatory Policy - Licensing and Approving Money Services Business | Status not confirmed | This is CIMA's regulatory policy setting out the criteria the Authority applies when deciding whether to license a money services business (MSB) or approv… |
| Regulatory Policy - Licensing for Class B Insurers | Status not confirmed | This is a CIMA Regulatory Policy (February 2021) that sets out the criteria and process the Cayman Islands Monetary Authority applies when deciding whethe… |
| Regulatory Policy - Local Audit Sign-off for Mutual Funds and Mutual Fund Administrators | Status not confirmed | This is a CIMA regulatory policy, dated February 2021, that sets out the Authority's requirement that regulated mutual funds and licensed mutual fund admi… |
| Regulatory Policy - Local Audit Sign-off for Private Funds | Status not confirmed | This is a CIMA regulatory policy, issued February 2021, setting out requirements for local audit sign-off applicable to registered private funds (PFs) und… |
| Regulatory Policy - Major Acquisitions or Investments by Banks (November 2008) | Status not confirmed | This is CIMA's Regulatory Policy (November 2008) explaining how the Authority applies its statutory approval power over major acquisitions or investments… |
| Regulatory Policy - Registration or Licensing of Virtual Asset Service Providers | Status not confirmed | This is a CIMA regulatory policy (dated May 2024) explaining how the Cayman Islands Monetary Authority will assess applications for registration or licens… |
| Regulatory Policy - The Approval of an Auditor for a Regulated Institution | Status not confirmed | This CIMA regulatory policy sets out the criteria the Cayman Islands Monetary Authority uses to approve and continue approving auditors for regulated inst… |
| Regulatory Policy on Consolidated Supervision (November 2023) | Status not confirmed | This document is a Regulatory Policy issued by the Cayman Islands Monetary Authority (CIMA) in November 2023 explaining how CIMA approaches consolidated (… |
| Regulatory Policy on Domestic Systemically Important Deposit-Taking Institutions (D-SIDTIs) (Effective: 23 May 2025) | Status not confirmed | This document is CIMA's Regulatory Policy (effective 23 May 2025), which accompanies the Rule on Domestic Systemically Important Deposit-Taking Institutio… |
| Regulatory Policy on Licensing Banks (Revised August 2014) | Status not confirmed | This is CIMA's Regulatory Policy on Licensing Banks (revised August 2014), which sets out the criteria and process the Cayman Islands Monetary Authority a… |
| Regulatory Policy on Licensing Mutual Fund Administrators (September 2018) | Status not confirmed | This is CIMA's Regulatory Policy on Licensing Mutual Fund Administrators (September 2018), which sets out the criteria the Authority applies when assessin… |
| Regulatory Policy – Approval of Trusts pursuant to section 7(1) of the Insurance Law (November 2007) | Status not confirmed | This is a CIMA regulatory policy dated November 2007 explaining how the Authority applies section 7(1) of the Insurance Law (2007 Revision) to Approved Ex… |
| Regulatory Policy – Approved Stock Exchanges (April 2023) | In force | This is a Regulatory Policy issued by the Cayman Islands Monetary Authority (CIMA) in April 2023 setting out the criteria and process CIMA uses to determi… |
| Regulatory Policy – Exemption from Valuation Requirement for a Private Fund | Status not confirmed | This is a CIMA Regulatory Policy, dated September 2020, explaining how the Authority will decide whether to grant a private fund an exemption from the val… |
| Regulatory Policy – Licensing Securities Investment Business (May 2018) | Status not confirmed | This is CIMA's May 2018 Regulatory Policy on Licensing Securities Investment Business, which sets out the criteria and process CIMA applies when assessing… |
| Regulatory Policy – Registration or Licensing of Virtual Asset Service Providers (May 2025) | In force | This is a CIMA regulatory policy that sets out how the Cayman Islands Monetary Authority will assess applications from persons wishing to register, obtain… |
| The Approval of an Auditor for a Regulated Institution (Regulatory Policy) | Status not confirmed | This is a CIMA regulatory policy (issued 2002, revised 2003) setting out the criteria the Cayman Islands Monetary Authority uses when approving auditors t… |