Mr Timothy John Tindall (R) (2011-07-06)

Summary

This is a public statement issued by the Jersey Financial Services Commission under Article 25 of the Financial Services (Jersey) Law 1998 concerning Mr Timothy John Tindall, a former insurance broker. It confirms that Mr Tindall is not authorised to conduct investment business and that Commission directions prohibiting him from doing so, issued since 17 October 2006, remain in full force.

• Not authorised: Mr Tindall is not authorised by the Commission to conduct investment business as defined in Article 2(2) of the FS(J)L, covering dealing in investments, discretionary investment management, and giving investment advice.
• Directions in force: Directions issued since 17 October 2006 prohibiting Mr Tindall from carrying on investment business remain in place and continue in full force and effect.
• Offence risk: Mr Tindall would have committed an offence under Article 23(15) of the FS(J)L if he conducted any investment business since 17 October 2006, and will commit an offence if he does so in future unless the Directions are varied or withdrawn and he is subsequently authorised.
• Public reporting: Any person with information indicating an offence has been committed is asked to contact the Commission.

This is an informational public statement rather than a rule of general application; it does not impose new obligations on regulated firms but serves as a warning that Mr Tindall remains barred from conducting investment business in Jersey.

Key obligations

• Mr Tindall must not conduct any investment business unless and until he successfully applies for a variation or withdrawal of the existing Directions and is subsequently authorised by the Commission.
• Persons with information indicating that Mr Tindall has conducted investment business in breach of the Directions are asked to contact the Commission.