CIMA
Rule
38 published document(s) from Cayman Islands Monetary Authority.
| Citation | Status | Summary |
|---|---|---|
| Basel III Framework - Leverage Ratio Rules and Guidelines | In force | This is CIMA's Basel III Leverage Ratio Rules and Guidelines, effective 1 December 2019, which introduces a simple, non-risk-based leverage ratio requirem… |
| Basel III Framework: Leverage Ratio - Rules and Guidelines | In force | This is CIMA's Basel III Leverage Ratio Rules and Guidelines, effective 1 December 2019, which introduce a simple, non-risk-based leverage ratio requireme… |
| Companies Winding Up Rules (2023 Consolidation) | In force | This document is the consolidated text of the Companies Winding Up Rules (2018, as amended), which set out the detailed court procedure for winding up (li… |
| Foreign Bankruptcy Proceedings (International Co-operation) Rules, 2018 (SL 92 of 2017) | Status not confirmed | These are procedural rules made by the Insolvency Rules Committee under section 155(1) of the Companies Law, governing how applications and notices under… |
| Liquidity Risk Management - Rules and Guidelines (February 2022) | In force | This CIMA document sets out the Basel III-based Liquidity Risk Management Rules and Guidelines for banks licensed in the Cayman Islands. It establishes th… |
| Rule - Calculation of Asset Values - Regulated Mutual Funds (July 2020) | Status not confirmed | This is a CIMA Rule, issued under section 34 of the Monetary Authority Law, setting out mandatory requirements for how regulated mutual funds must calcula… |
| Rule - Calculation of Net Asset Values - Registered Private Funds (July 2020) | Status not confirmed | This is a CIMA Rule, issued under section 34 of the Monetary Authority Law, that sets binding requirements for how registered private funds must calculate… |
| Rule - Cancellation of Licences or Certificates of Registration for Regulated Mutual Funds and Private Funds (August 2022) | Status not confirmed | This is a CIMA Rule, issued under section 34(1)(a) of the Monetary Authority Act, setting out requirements for how regulated mutual funds and registered p… |
| Rule - Cancellation of Licences, Registrations, or Waivers for Virtual Asset Service Providers | Status not confirmed | This is a CIMA Rule setting out requirements that apply to virtual asset service providers (VASPs) when they voluntarily cancel their licence, registratio… |
| Rule - Compliance with Financial Sanctions and Targeted Financial Sanctions | Status not confirmed | This CIMA Rule sets out mandatory requirements for compliance with Financial Sanctions and Targeted Financial Sanctions (TFS), including UN and UK sanctio… |
| Rule - Contents of Marketing Material - Registered Private Funds | Status not confirmed | This is a CIMA Rule, issued under section 34 of the Monetary Authority Law, that prescribes the minimum information that must be included in the marketing… |
| Rule - Contents of Offering Documents - Regulated Mutual Funds (May 2020) | Status not confirmed | This is a CIMA Rule, effective May 2020, made under section 34 of the Monetary Authority Law and elaborating on section 4(6) of the Mutual Funds Law, whic… |
| Rule - Cybersecurity for Regulated Entities (April 2023) | Status not confirmed | This is CIMA's Rule on Cybersecurity for Regulated Entities (April 2023), issued under section 34(1)(a) of the Monetary Authority Act. It establishes bind… |
| Rule - Effective Compliance Programme for the Prevention and Detection of ML, TF, PF | Status not confirmed | This CIMA Rule sets minimum requirements for an effective anti-money laundering, counter-terrorist financing and counter-proliferation financing (ML/TF/PF… |
| Rule - Management of Credit Risk and Problem Assets (December 2018) | Status not confirmed | This CIMA Rule, issued under the Monetary Authority Law, sets binding requirements for how banks, credit unions, building societies and development banks… |
| Rule - Market Conduct - Insurers, Agents and Brokers | Status not confirmed | This is a CIMA Rule (dated May 2018) issued under section 34(1)(a) of the Monetary Authority Law, setting binding market conduct standards for insurers an… |
| Rule - Risk Management for Insurers (March 2015) | Status not confirmed | This is a binding CIMA Rule, issued under section 34 of the Monetary Authority Law, setting out minimum risk management requirements for insurers licensed… |
| Rule - Segregation of Assets - Registered Private Funds | Status not confirmed | This is a CIMA Rule that sets out how registered private funds must handle the segregation of fund assets. It applies to all private funds registered unde… |
| Rule - Segregation of Assets - Regulated Mutual Funds | Status not confirmed | This CIMA Rule sets out asset segregation requirements for mutual funds licensed or registered under section 4 of the Mutual Funds Law, other than those c… |
| Rule - Virtual Asset Custodians and Virtual Asset Trading Platforms (December 2024) | Status not confirmed | This is a Rule issued by the Cayman Islands Monetary Authority (CIMA) under the Monetary Authority Act, setting out ongoing regulatory requirements for vi… |
| Rule and Statement of Guidance - Market Conduct for Virtual Asset Service Providers | In force | This document is a Rule and Statement of Guidance (RSOG) issued by CIMA setting out market conduct requirements for Virtual Asset Service Providers (VASPs… |
| Rule and Statement of Guidance - Nature, Accessibility, and Retention of Records for Licensees Conducting the Business of Company Management | In force | This is a CIMA Rule and Statement of Guidance (August 2023) that sets minimum requirements and supervisory expectations for how licensees carrying on the… |
| Rule and Statement of Guidance – Internal Controls for Regulated Entities | In force | This is a CIMA Rule and Statement of Guidance, effective April 2023, that sets out mandatory rules (marked "R") and accompanying guidance on the internal… |
| Rule and Statement of Guidance – Internal Controls for Regulated Entities (April 2023) | In force | This is a Rule and Statement of Guidance issued by the Cayman Islands Monetary Authority (CIMA) in April 2023 setting out minimum requirements for interna… |
| Rule and Statement of Guidance – Nature, Accessibility, and Retention of Records for Licensees Conducting the Business of Company Management | In force | This is a Rule and Statement of Guidance issued by the Cayman Islands Monetary Authority (CIMA) in August 2023, setting minimum requirements and expectati… |
| Rule on Corporate Governance for Regulated Entities (April 2023) | In force | This document is a formal Rule issued by the Cayman Islands Monetary Authority (CIMA) under section 34 of the Monetary Authority Act, setting out mandator… |
| Rule on Country and Transfer Risk Management for Banks | Status not confirmed | This is a short CIMA regulatory Rule, dated November 2006, setting out mandatory requirements for country and transfer risk management applicable to banks… |
| Rule on Domestic Systemically Important Deposit-Taking Institutions (Effective: 27 May 2024) | Status not confirmed | This is a CIMA Rule setting capital and conduct requirements for Domestic Systemically Important Deposit Taking Institutions (D-SIDTIs) — deposit-taking i… |
| Rule on Interest Rate Risk Management for Banks | Status not confirmed | This is a CIMA regulatory Rule, dated November 2006, that sets out minimum requirements for how banks must manage interest rate risk. It was issued by the… |
| Rule on Investment Activities of Insurers (February 2022) | Status not confirmed | This is a CIMA Rule, effective February 2022, that sets out binding requirements for how insurers licensed in the Cayman Islands must manage and conduct t… |
| Rule on Investments, Securities, and Derivatives Risk Management for Banks | Status not confirmed | This is a short CIMA rule, dated November 2006, that sets binding requirements for how banks manage risk arising from investments, securities, and derivat… |
| Rule on Operational Risk Management for Banks | Status not confirmed | This is a CIMA regulatory Rule, dated 12 May 2008, setting out mandatory requirements for operational risk management at banks regulated under the Banks a… |
| Rule on Professional Qualification Requirements for Insurance Companies, Brokers, Agents and Agencies | In force | This is a CIMA Rule setting minimum professional qualification and competence requirements for insurance companies, brokers, agents and agencies operating… |
| Rule – Virtual Asset Custodians and Virtual Asset Trading Platforms | Status not confirmed | This is a CIMA regulatory Rule setting out the ongoing conduct, governance, prudential and operational requirements that apply to entities licensed or reg… |
| Rules and Guidelines on Market Discipline Disclosure Requirements (Pillar 3) | Status not confirmed | This is CIMA's Rules and Guidelines on Market Discipline Disclosure Requirements (Pillar 3) under the Basel II framework, effective 1 September 2021. It a… |
| Rules and Statement of Guidance - Actuarial Valuations (December 2019) | In force | This CIMA measure sets out Rules and a Statement of Guidance governing the preparation, structure, content and submission of actuarial valuation reports r… |
| Rules and Statement of Guidance on Reinsurance Arrangements | In force | This CIMA measure sets out binding Rules together with accompanying Statement of Guidance governing how licensed insurers (including registered Portfolio… |
| Rules on Large Exposures and Credit Risk Concentration for Banks | Status not confirmed | This document sets out CIMA's binding Rules on Large Exposures and Credit Risk Concentration for banks, issued under the Monetary Authority Law and meant… |